Soreide Law Group, (888) 760-6552, has obtained the following summation of information from FINRA’s website under “Disciplinary and Other FINRA Actions, January, 2014.”
Jinesh Pravin Brahmbhatt (CRD #2491299, Registered Representative, Potomac, Maryland)
was barred from association with any FINRA member in any capacity.
Brahmbhatt failed to appear and testify at a disciplinary proceeding regarding a complaint that FINRA had filed against his firm and its CEO/president alleging that they engaged in an $18 million offering fraud in connection with the sale of promissory notes.
(FINRA Case #2012034211303)
Jinesh Pravin Brahmbhatt was previously registered with the following FINRA firm(s):
SUCCESS TRADE SECURITIES, INC. (CRD# 46027) - MCLEAN, VA
04/2009 - 04/2013
LPL FINANCIAL CORPORATION (CRD# 6413) - GAITHERSBURG, MD
05/2008 - 04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD# 7691) - WASHINGTON, DC
03/1995 - 05/2008
STRATTON OAKMONT INC. (CRD# 18692) - LAKE SUCCESS, NY
11/1994 - 01/1995
This ends the summation of information from FINRA’s website.
For a free consultation with an attorney on how to potentially recover your investment losses due to your broker/financial advisor’s recommendations call: 888-760-6552. Soreide Law Group represents clients nationwide in arbitrations before FINRA.
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