Investors might have sustained losses due to securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Investors should continue reading to find out more about disclosures involving Carbray’s securities sales practices.
Particularly, on March 11, 2026, a Kestra Investment Services LLC client filed FINRA Arbitration No. 26-00557 about Matthew Carbray. Primarily, the client alleged that Carbray made unsuitable recommendations involving alternative investments. Because of this, the client allegedly incurred damages. As a result, the client requested compensation from Kestra Investment Services LLC or Carbray. BrokerCheck shows that this arbitration is pending a resolution.
Additionally, a client of Kestra Investment Services LLC contested Matthew Carbray’s sales practices, according to a complaint dated October 14, 2024. Allegedly, Carbray made unsuitable recommendations involving real estate securities investments, including a REIT recommendation. It appears that Carbray allegedly caused the client to sustain damages. Therefore, the client sought compensation from Kestra Investment Services LLC or Carbray in the amount of $25,000 in this matter. However, the complaint was denied on November 4, 2024.
Are you concerned about investments you made through Matthew Carbray? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Carbray and brokerage firms Carbray worked for deny accusations of sales practice violations.
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]
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