Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
Investors potentially incurred losses because of securities broker Matthew David Copley [CRD: 6247665, San Diego, California], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Matthew Copley has worked with several firms during his career, including Emerson Equity LLC beginning January 28, 2020, Copley Financial Group Inc. starting June 15, 2016, and more recently Copley Alternative Investments Inc. since January 9, 2026. Investors should review the information below to discover more about the client disputes and disclosures involving this broker.
Particularly, on September 16, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-01936 concerning Matthew Copley. Primarily, the client alleged that Copley breached his fiduciary duty, made misrepresentations, omitted material information, breached a contract, and violated state and federal securities laws as well as FINRA rules. For this reason, the client allegedly sustained damages related to real estate securities. As a result, the client requested $688,536.32 in compensation in connection with these alleged losses from Emerson Equity LLC or Copley. It appears that this arbitration is ongoing.
Specifically, a client of Emerson Equity LLC contested Copley’s sales practices by filing FINRA Arbitration No. 25-01950 on September 17, 2025. Allegedly, Copley breached a contract, breached his fiduciary duty, and violated securities statutes and Regulation Best Interest. It appears that Copley caused the client to incur damages involving real estate securities. Consequently, the client seeks compensation from Emerson Equity LLC or Copley in an amount between $100,000 and $500,000 in this ongoing matter.
Do you have concerns or questions regarding investments you made with Matthew Copley? Get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm represents investors on a contingency fee basis and advances all costs. Copley and brokerage firms Copley worked for deny accusations of sales practice violations.
Christopher Miller (CRD 4044818) has a customer dispute on BrokerCheck that settled on October 7, 2026 for $50,901. The disclosure lists Emerson Equity as the firm.
A customer dispute that settled for $80,000 on July 16, 2026 is the newest entry on the BrokerCheck report of Stephen Kerutis (CRD 2345517). The clients in that matter alleged unsuitable recommendations, and Truist Investment Services is the firm on the disclosure.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
Phone:
Fax: 1-954-760-6553
Email: [email protected]