Matthew Greene Of LPL Financial Faces Client Claim About Omissions

Matthew Edwin Greene (also known as Matt Greene; CRD: 3175382), a securities broker in Covington, Louisiana, is named in a client dispute involving alleged investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Greene has been registered with LPL Financial LLC since August 8, 2012, and with Pelican Advisory LLC since August 26, 2024. He previously held an investment-adviser registration with LPL from September 21, 2012, to August 13, 2024. Here’s a closer look at the client’s claim.

LPL Financial Investor Accused Matthew Greene Of Omissions

On March 3, 2026, a client of LPL Financial filed FINRA Arbitration No. 23-00501 regarding Greene’s conduct. The client alleged that Greene recommended an investment involving tax credits without sufficiently explaining its risks. The client seeks compensation for the alleged conduct. The arbitration remains pending.

What Do Omissions Mean For Investors?

An omission in a securities case generally means leaving out important information an investor would reasonably need to evaluate a recommendation or transaction. This might include risks, costs, conflicts of interest, how easily an investment can be sold, or other features that could affect the investor's decision. Whether an omission occurred depends on what the investor was told and what had to be disclosed.

Concerned About Losses Involving Matthew Greene?

Investors who experienced losses connected to Matthew Greene can contact Soreide Law Group online or call (888) 760-6552. Discuss possible recovery options with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States. The firm works on a contingency fee basis and advances all costs. The BrokerCheck report does not state whether Greene or the firms he worked for deny the allegations.