Matthew Nadeau Of Kingswood Capital Partners Involved In Investor Dispute About DSTs

Matthew Thomas Nadeau (CRD: 4637541), a securities broker in Roseville, California, was named in an investor dispute involving possible investment losses, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nadeau has been registered with Kingswood Capital Partners since May 20, 2021, and with Kingswood Wealth Advisors since January 10, 2023. He was also registered with Resurgent Financial Advisors from February 16, 2022, to March 2, 2023. Read on for a closer look at the dispute and how it was resolved.

Kingswood Investor Accused Nadeau Of Best Interest Violation

On September 29, 2025, a Kingswood Capital Partners client filed FINRA Arbitration No. 25-02063 involving Matthew Nadeau. The client alleged that Nadeau failed to act in the client’s best interest in connection with DST products. The investor sought $150,000 in compensation. The dispute was settled on May 20, 2026, for $180,000. Nadeau contributed $90,000 to the settlement but denied the allegation. He said he had considered the client’s profile, disclosed material risks, and could not reasonably have foreseen Inspired Health Care’s later financial distress and bankruptcy.

What Breach Of Fiduciary Duty And Unsuitable Recommendations Mean

A breach of fiduciary duty claim alleges that a financial professional failed to put a client’s interests first or act with care and loyalty. Unsuitable recommendations mean recommending investments or strategies that do not fit a client’s objectives, financial circumstances, risk tolerance, liquidity needs, or profile. These general concepts do not determine whether misconduct occurred in a particular case.

Concerned About Investment Losses Involving Matthew Nadeau?

If you believe you lost money because of Matthew Nadeau, contact Soreide Law Group online or at (888) 760-6552. Speak with a securities attorney about whether you may be able to recover your losses. The firm has recovered losses for investors throughout the United States. The firm also works on a contingency fee basis and advances all costs. Nadeau and the brokerage firms he worked for deny allegations of sales practice violations.