Matthew Thomas Nadeau (CRD: 4637541), a securities broker in Roseville, California, was named in an investor dispute involving possible investment losses, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Nadeau has been registered with Kingswood Capital Partners since May 20, 2021, and with Kingswood Wealth Advisors since January 10, 2023. He was also […]

Reed Haimson [CRD: 5533993], a securities broker based in Chicago, Illinois, disclosed a client arbitration over investment losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Haimson worked for Great Point Capital LLC from December 13, 2019, to May 1, 2026, and worked for Great Point Advisors LLC from May 22, 2020, to December […]

Keegan De Silva (CRD: 7227138), a securities broker based in Chicago, Illinois, is named in a client arbitration involving alleged investment losses, according to disclosures in Financial Industry Regulatory Authority (FINRA) BrokerCheck. De Silva was registered with Great Point Capital LLC from March 4, 2020, to May 1, 2026, and has been registered with Quincy […]

Investors might have sustained losses due to securities broker James Michael Poindexter [CRD: 1867899, Prescott, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Poindexter has been registered with McDermott Investment Services LLC since January 3, 2019, and Independent Wealth Network Inc. since October 2, 2017. Keep reading to learn more about […]

Soreide Law Group is investigating whether brokers or financial advisors improperly recommended or marketed CS1031 Livingston Apartment Flats, DST, a private real estate offering sponsored by Capital Square Realty Advisors LLC. The Delaware statutory trust owns a 307-unit apartment community in Chesterfield County, Virginia, and was offered to accredited investors, including those seeking a Section […]

Soreide Law Group is investigating potential investor claims involving CS1031 Kinston MOB, DST, an illiquid private real estate investment that held a single medical office property in Kinston, North Carolina. The firm is examining whether securities brokers or financial advisors improperly recommended the investment. The Delaware statutory trust was designed in part for accredited investors […]

Investors might have sustained losses due to securities broker Robert Hunter Jones [CRD: 5169688, Lakewood, Colorado], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jones worked for Great Point Capital LLC from December 13, 2019, to May 1, 2026, and has been registered with Quincy Wells Capital LLC since May 1, […]

Investors apparently complained about securities broker Deetra Marie Tesla (also known as Deetra Marie Portanova-Koch and Deetra Tesla-Koch) [CRD: 2567278, Missouri City, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Tesla has been registered with TCFG Wealth Management LLC since March 5, 2014. She was associated with Augment Capital LLC […]

Investors may have suffered financial harm by securities broker Craig E. Fernsler [CRD: 5558907, Naples, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fernsler has been associated with McDermott Investment Services LLC since February 27, 2020. Investors are encouraged to continue reading to discover more about disclosures involving Fernsler. McDermott Investor Accused […]