Michael Frontino Involved In Woodbury Financial Services Investor’s Unsuitable Advice Complaint

Investors have reportedly disputed the sales practices of securities broker Michael Allen Frontino [CRD: 1176514, South Charleston, West Virginia], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Frontino worked for Woodbury Financial Services Inc. from November 26, 2008, to January 19, 2024, and has been registered with Osaic Wealth Inc. since January 19, 2024. Investors are encouraged to review this article to discover more about the disclosures involving Frontino that have been reported to FINRA.

Woodbury Financial Services Investor Accused Frontino Of Unsuitable Recommendations

Specifically, on July 8, 2025, a Woodbury Financial Services Inc. client filed a complaint about Michael Frontino. Primarily, the client alleged that Frontino made unsuitable recommendations. Because of this, the client allegedly experienced damages related to real estate securities. As a result, the client requested $5,000 in compensation from Woodbury Financial Services Inc. or Frontino.

Michael Frontino Disclosed Unauthorized Trading Allegations By Chase Investment Services Corp Client

Particularly, a client of Chase Investment Services Corp disputed Michael Frontino’s sales practices, according to a complaint dated September 26, 2006. Allegedly, Frontino engaged in unauthorized trading. It appears that Frontino allegedly caused the client to incur damages involving mutual funds and unit investment trusts. Consequently, the client sought compensation of $5,000 from Chase Investment Services Corp or Frontino in this matter. The complaint was denied on October 16, 2006.

Banc One Securities Corporation Investor Accused Frontino Of Misrepresentations, Omissions

Notably, on October 2, 2005, a Banc One Securities Corporation client filed a complaint about Michael Frontino. Mainly, the client alleged that Frontino made misrepresentations and failed to disclose material facts. For this reason, the client allegedly incurred damages related to unit investment trusts. Therefore, the client requested $7,649.46 in compensation from Banc One Securities Corporation or Frontino. This complaint was denied on November 4, 2005.

Were You Impacted By Financial Advisor / Securities Broker Michael Frontino?

Do you need clarification on any investment losses relating to Michael Frontino? If so, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Frontino and brokerage firms Frontino worked for deny allegations of sales practice violations.