Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Michael Christopher McFeeley (also known as Mike McFeeley) [CRD: 5505995, York, Pennsylvania]. McFeeley has 16 years of experience in the securities industry, currently employed with LPL Financial LLC since August 14, 2024. Previously, McFeeley worked for OSAIC FA, Inc. from May 14, 2008, to August 15, 2024. Recent disclosures reveal concerns about McFeeley’s conduct, including allegations of unsuitable investment recommendations involving oil and gas products.
On October 28, 2024, multiple clients filed arbitration claims alleging that McFeeley recommended unsuitable oil and gas investments. These disputes were transferred to new arbitrations due to geographic reasons, with the original arbitration number being 24-00348, filed on February 14, 2024. McFeeley’s role in these disputes includes acting as an advisor in a class-action-type lawsuit alleging lack of due diligence and suitability. All matters are currently pending resolution. Investors alleged damages ranging between $25,000 and $375,000. However, McFeeley’s comments clarify that he was not individually named in these litigations but was involved as an advisor. He asserts that the clients involved remain his clients.
A separate dispute was filed on August 30, 2024, alleging unsuitable recommendations of oil and gas and alternative investments. The client requested damages of $400,000. This arbitration (FINRA Arbitration No. 24-01855) is currently pending resolution.
Additional claims were filed on February 16, 2024, related to unsuitable oil and gas investments. The alleged damages in these disputes include amounts of $100,000, $75,000, and $50,000. These claims remain unresolved under FINRA Arbitration No. 24-00348.
Looking for more information about Michael McFeeley? If so, reach out to Soreide Law Group online (online) or at (888) 760-6552 to speak with a securities attorney. Soreide Law Group takes cases on contingency, advances all necessary costs, and helps investors nationwide recover losses from sales practice misconduct, though outcomes may vary. McFeeley and the firms he worked for deny accusations of sales practice violations.
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