Investors might have sustained losses due to securities broker Parviz Paul Pourfarid [CRD: 2112613, Charlotte, North Carolina], according to disclosures found on FINRA BrokerCheck. Evidently, Pourfarid worked for Western International Securities from December 7, 2010, to July 9, 2025, and later joined Innovation Partners LLC on August 20, 2025, as well as IP Financial Advisory Services LLC on August 21, 2025. Read on to discover more about the disclosures involving this securities broker.
Notably, on May 28, 2025, a Western International Securities client filed a complaint about Parviz Pourfarid. Mainly, the client alleged that Pourfarid made unsuitable recommendations and provided misleading information. Consequently, the investor allegedly incurred damages on corporate bonds. For this reason, the client requested $160,000 in compensation from Western International Securities or Pourfarid.
Also, Merrill Lynch disaffiliated with Pourfarid on November 3, 2010. Allegedly, Pourfarid altered an investor’s annuity withdrawal form.
Are you concerned regarding investments you made with Parviz Pourfarid? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney about a possible recovery of your investment losses. Soreide Law Group helps to recover losses for clients throughout the USA. The firm also works by a contingency fee arrangement and advances all costs. Pourfarid and brokerage firms Pourfarid worked for deny all allegations referenced in public disclosures.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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