Parviz Pourfarid Linked To Western International Securities Client’s Unsuitable Advice Complaint

Investors might have sustained losses due to securities broker Parviz Paul Pourfarid [CRD: 2112613, Charlotte, North Carolina], according to disclosures found on FINRA BrokerCheck. Evidently, Pourfarid worked for Western International Securities from December 7, 2010, to July 9, 2025, and later joined Innovation Partners LLC on August 20, 2025, as well as IP Financial Advisory Services LLC on August 21, 2025. Read on to discover more about the disclosures involving this securities broker.

Western International Securities Investor Accused Pourfarid Of Unsuitable Recommendations

Notably, on May 28, 2025, a Western International Securities client filed a complaint about Parviz Pourfarid. Mainly, the client alleged that Pourfarid made unsuitable recommendations and provided misleading information. Consequently, the investor allegedly incurred damages on corporate bonds. For this reason, the client requested $160,000 in compensation from Western International Securities or Pourfarid.

Parviz Pourfarid Terminated For Alteration Of Client Form

Also, Merrill Lynch disaffiliated with Pourfarid on November 3, 2010. Allegedly, Pourfarid altered an investor’s annuity withdrawal form.

Did You Invest With Securities Broker Pourfarid?

Are you concerned regarding investments you made with Parviz Pourfarid? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney about a possible recovery of your investment losses. Soreide Law Group helps to recover losses for clients throughout the USA. The firm also works by a contingency fee arrangement and advances all costs. Pourfarid and brokerage firms Pourfarid worked for deny all allegations referenced in public disclosures.