Investors potentially experienced sales practice violations due to securities broker Patricia Holder (also known as Paquita Patricia Holder) [CRD: 2894768, Miami, Florida], according to public information on FINRA BrokerCheck. Evidently, Holder worked for Morgan Stanley from June 1, 2009, to February 22, 2024, and Insigneo Securities LLC and Insigneo Advisory Services LLC since February 23, 2024. Read on to learn more about Holder’s disclosures.
Notably, on June 25, 2025, a Morgan Stanley client filed FINRA Arbitration No. 25-01312 about Patricia Holder. Primarily, the client alleged that Holder made unsuitable investment recommendations concerning a securities-backed line of credit strategy. Consequently, the investor allegedly incurred damages on corporate bonds. Therefore, the client requested compensation from Morgan Stanley or Holder. This arbitration is pending a resolution.
Also, a client of Citigroup Global Markets Inc. contested Patricia Holder’s sales practices, based on a complaint dated October 3, 2008. Allegedly, Holder engaged in unauthorized trading related to the purchase of a foreign bond. It appears that Holder allegedly caused the client to sustain damages. However, the client withdrew this complaint.
Do you need clarification on any investment losses relating to Patricia Holder? If so, contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer regarding recovering your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases through a contingency fee arrangement and advances all costs. Holder and brokerage firms Holder worked for deny accusations of sales practice violations.
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Investors have reportedly disputed the sales practices of securities broker John Howard Saunders [CRD: 870131, Vero Beach, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Saunders has been registered with UBS Financial Services Inc. since May 11, 2007, operating from both Vero Beach, Florida, and Roanoke, Virginia. Read on to discover […]
Investors potentially experienced sales practice violations due to securities broker Edward Muster [CRD: 1012341, Boca Raton, Florida], based on public information on FINRA BrokerCheck. Evidently, Edward Muster worked for Herbert J. Sims Co. Inc. from May 14, 1998, to July 7, 2020. Keep reading to find out more about Edward Muster’s disclosures. Herbert J. Sims […]
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