Investors potentially experienced sales practice violations due to securities broker Patricia Holder (also known as Paquita Patricia Holder) [CRD: 2894768, Miami, Florida], according to public information on FINRA BrokerCheck. Evidently, Holder worked for Morgan Stanley from June 1, 2009, to February 22, 2024, and Insigneo Securities LLC and Insigneo Advisory Services LLC since February 23, 2024. Read on to learn more about Holder’s disclosures.
Notably, on June 25, 2025, a Morgan Stanley client filed FINRA Arbitration No. 25-01312 about Patricia Holder. Primarily, the client alleged that Holder made unsuitable investment recommendations concerning a securities-backed line of credit strategy. Consequently, the investor allegedly incurred damages on corporate bonds. Therefore, the client requested compensation from Morgan Stanley or Holder. This arbitration is pending a resolution.
Also, a client of Citigroup Global Markets Inc. contested Patricia Holder’s sales practices, based on a complaint dated October 3, 2008. Allegedly, Holder engaged in unauthorized trading related to the purchase of a foreign bond. It appears that Holder allegedly caused the client to sustain damages. However, the client withdrew this complaint.
Do you need clarification on any investment losses relating to Patricia Holder? If so, contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer regarding recovering your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases through a contingency fee arrangement and advances all costs. Holder and brokerage firms Holder worked for deny accusations of sales practice violations.
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Investors potentially incurred losses because of securities broker Ian James Prukner [CRD: 5288581, Sarasota, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ian Prukner worked for PFS Investments Inc. from March 22, 2007, to August 9, 2022. Investors are encouraged to continue reading to find out more about the disclosures involving this […]
Investors apparently complained about securities broker Michael Thomas Polito (also known as Thomas Michael Polito) [CRD: 5433956, Dedham, Massachusetts], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Polito has been registered with NYLIFE Securities LLC since December 18, 2007, and Eagle Strategies LLC since April 1, 2019. Read on to discover […]
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