Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors potentially experienced sales practice violations due to securities broker Patricia Holder (also known as Paquita Patricia Holder) [CRD: 2894768, Miami, Florida], according to public information on FINRA BrokerCheck. Evidently, Holder worked for Morgan Stanley from June 1, 2009, to February 22, 2024, and Insigneo Securities LLC and Insigneo Advisory Services LLC since February 23, 2024. Read on to learn more about Holder’s disclosures.
Notably, on June 25, 2025, a Morgan Stanley client filed FINRA Arbitration No. 25-01312 about Patricia Holder. Primarily, the client alleged that Holder made unsuitable investment recommendations concerning a securities-backed line of credit strategy. Consequently, the investor allegedly incurred damages on corporate bonds. Therefore, the client requested compensation from Morgan Stanley or Holder. This arbitration is pending a resolution.
Also, a client of Citigroup Global Markets Inc. contested Patricia Holder’s sales practices, based on a complaint dated October 3, 2008. Allegedly, Holder engaged in unauthorized trading related to the purchase of a foreign bond. It appears that Holder allegedly caused the client to sustain damages. However, the client withdrew this complaint.
Do you need clarification on any investment losses relating to Patricia Holder? If so, contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer regarding recovering your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the USA. The firm also takes cases through a contingency fee arrangement and advances all costs. Holder and brokerage firms Holder worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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