Soreide Law Group is investigating possible investor claims against Patrick Thomas Gilbride (CRD: 1216940, Brooklyn, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Edward Jones. Evidently, one or more investors alleged misconduct in these disputes, including that Gilbride failed to discuss mutual fund transactions with the client before executing them. Here is a brief summary of the disclosures about Gilbride.
Gilbride Faced Allegations By Edward Jones Client
Specifically, a client of Edward Jones contested Patrick Gilbride’s sales practices, according to a complaint. Allegedly, Gilbride failed to discuss mutual fund transactions with the client before executing them. Supposedly, Gilbride caused the client to sustain damages on mutual funds. Therefore, Edward Jones opted to settle the matter on October 13, 2022, by compensating the client in the amount of $5,190.
Edward Jones Investor Accused Patrick Gilbride Of Unauthorized Trading
Also, on September 2, 2020, an Edward Jones client filed a complaint about Patrick Gilbride. Namely, the client alleged that Gilbride engaged in unauthorized trading. Because of this, the client allegedly sustained damages on exchange traded funds. Therefore, the client requested compensation from Edward Jones or Gilbride. However, the securities firm denied this complaint.
Gilbride joined Edward Jones as a securities broker and financial advisor in September 2009.
Damages Resulting From Edward Jones Securities Broker Patrick Gilbride?
Have you experienced damages due to securities broker Patrick Gilbride? If you have, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances costs. Gilbride and brokerage firms Gilbride worked for deny any and all allegations of sales practice violations.
