One or more investors possibly experienced losses due to securities broker Patrick Morehead [CRD: 6661646, Los Angeles, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Specifically, Morehead worked for American Trust Investment Services Inc. from January 27, 2020 to September 14, 2020, and with WestPark Capital Inc. from November 14, 2017 to January 27, 2020. Below, you can find out more about the allegations tied to Morehead’s conduct.
Notably, on May 13, 2025, a WestPark Capital client filed FINRA Arbitration No. 25-00885 about Patrick Morehead. Mainly, the client alleged that Morehead breached his fiduciary duty, breached a contract, was negligent, and violated the California securities laws. For this reason, the client allegedly experienced damages linked to direct investments and leveraged exchange traded funds. Consequently, the client requested $400,000 in compensation from WestPark Capital or Morehead. Evidently, this arbitration is pending a resolution.
Unsuitable alternative investments—such as those involving direct investments or leveraged ETFs—are products that do not align with a client’s investment profile. These alternatives tend to be complex, risky, and illiquid, and may expose investors to large losses if they’re not properly advised. Brokers must ensure that such investments match a client’s risk tolerance, financial needs, and objectives. If they fail to do so, they may be held accountable for resulting losses.
Did you experience losses because of Patrick Morehead? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Morehead and brokerage firms Morehead worked for deny accusations of sales practice violations.
FRANCISCO M GOMEZ (FRANCISCO MANUEL GOMEZ, FRANK GOMEZ) has been suspended by FINRA from acting as a broker with a start date of 4/6/2026. The “Regulatory” disclosure was dated 3/13/2026. The allegations against Gomez were, “Respondent Gomez failed to respond to FINRA requests for information.” The duration of the suspension was listed as, “Continues until […]
Investors apparently complained about securities broker Gianpaolo Bicego (also known as Paolo Bicego) [CRD: 5211610, Beverly Hills, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianpaolo Bicego worked for J.P. Morgan Securities LLC from February 17, 2010, through October 25, 2023, and has been registered with Wells Fargo Clearing […]
Investors may have suffered financial harm by securities broker Daniel Malcolm Makin [CRD: 4367894, Westerly, Rhode Island], given the disclosures on FINRA BrokerCheck. Makin worked for Raymond James Financial Services Inc. from March 21, 2001, to September 30, 2025. Investors should read below to review the disclosures reported on his record. Raymond James Investor Accused […]
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