Investors might have sustained losses because of securities broker Peter Brian Robertson [CRD: 1695345, Irvine, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Peter Robertson worked for Osaic FA Inc. from December 19, 1997, to January 24, 2025, and is currently registered with Osaic Wealth Inc. since January 24, 2025. Here’s more about Peter Robertson’s disclosures.
Specifically, on March 13, 2024, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration No. 24-00348 about Peter Robertson. Supposedly, Robertson made unsuitable recommendations concerning oil and gas investments. Because of this, the client allegedly sustained damages. Therefore, the client requested $100,000 in compensation from Lincoln Financial Advisors Corporation or Robertson. Evidently, this arbitration is pending a resolution.
Particularly, on November 1, 2024, an Osaic Wealth Inc. customer filed FINRA Arbitration No. 24-02317 about Peter Robertson. Specifically, the customer alleged that Robertson made unsuitable recommendations regarding oil and gas investments. Because of this, the customer allegedly sustained damages. Therefore, the customer requested $2,999,950 in compensation from Osaic Wealth Inc. or Robertson. However, this matter is unresolved.
Also, a customer of Lincoln Financial Advisors contested Peter Robertson’s sales practices, according to a complaint dated February 3, 2011. Allegedly, Robertson made unsuitable recommendations regarding variable annuities and real estate investment trusts in December 2006. It appears that Robertson allegedly caused the customer to sustain damages. Therefore, the customer sought damages from Lincoln Financial Advisors or Robertson in an amount believed to be greater than $5,000 in this matter.
Evidently, this complaint was denied on March 4, 2011, and is now closed.
Are you looking for more information about Peter Robertson? If you incurred losses, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a possible recovery. Soreide Law Group has recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Robertson and brokerage firms Robertson worked for deny accusations of sales practice violations.
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