Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors have reportedly disputed the sales practices of securities broker Peter Sandler [CRD: 2847717, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Sandler worked for Dominari Securities LLC beginning on February 29, 2024, and previously worked for Aegis Capital Corp. from August 7, 2017, to March 28, 2024. Read on to learn more about Sandler’s disclosures.
Particularly, on September 9, 2025, an Aegis Capital Corp. client filed FINRA Arbitration No. 25-01901 about Peter Sandler. Mainly, the client alleged that Sandler breached his fiduciary duty, made unsuitable recommendations, made misrepresentations, made omissions, violated FINRA rules, and breached a contract. For this reason, the client allegedly sustained damages linked to private placements. Consequently, the client requested $5,000 or more in compensation from Aegis Capital Corp. or Sandler. It appears that this arbitration is awaiting a resolution.
Notably, a client of J.P. Turner Company LLC disputed Peter Sandler’s sales practices, based on a complaint dated April 6, 2015. Allegedly, Sandler churned accounts, made unsuitable recommendations, and breached his fiduciary duty. It appears that Sandler allegedly caused the investor to sustain damages associated with over-the-counter equities and stocks. As a result, the client sought compensation from J.P. Turner Company LLC or Sandler in the amount of $309,795.93 in this matter. However, this complaint closed without a resolution.
Evidently, on January 24, 2000, a Dalton Kent Securities client filed a complaint about Peter Sandler. Primarily, the client alleged that Sandler failed to follow instructions. Because of this, the client allegedly incurred damages connected to over-the-counter equities and stocks. Therefore, the client requested $6,606.40 in compensation from Dalton Kent Securities or Sandler.
Do you need clarification on any investment losses relating to Peter Sandler? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Sandler and brokerage firms Sandler worked for deny allegations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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