Investors potentially incurred losses because of securities broker Rajeev Dhillon (also known as Raj Dhillon) [CRD: 6485713, New York, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dhillon worked for Merrill Lynch from November 22, 2022, to June 12, 2026. Continue reading to learn more about Dhillon’s disclosures.
Particularly, a client of Merrill Lynch disputed Dhillon’s sales practices, according to a complaint dated January 16, 2026. Allegedly, Dhillon engaged in selling away, misappropriation, and the alteration of documents from November 2022 to November 2023. It appears that Dhillon allegedly caused the client to sustain damages. As a result, the client sought compensation from Merrill Lynch or Dhillon in the amount of $100,000 in this matter. Merrill Lynch denied the complaint on April 29, 2026.
Additionally, on May 13, 2026, Merrill Lynch disaffiliated with Dhillon. Notably, Merrill Lynch alleged that Dhillon engaged in selling away and did not follow the firm’s requirements concerning electronic business communications.
Do you have concerns or questions regarding investments you made with Rajeev Dhillon? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the US. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Dhillon and brokerage firms Dhillon worked for deny allegations of sales practice violations.
Investors potentially incurred losses because of securities broker Rajeev Dhillon (also known as Raj Dhillon) [CRD: 6485713, New York, New York], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dhillon worked for Merrill Lynch from November 22, 2022, to June 12, 2026. Continue reading to learn more about Dhillon’s disclosures. Raj Dhillon […]
Investors potentially experienced sales practice violations by securities broker Jeremy Ethan Hershey [CRD: 5881725, South Lyon, Michigan], given the public information found on Financial Industry Regulatory Authority BrokerCheck. Hershey has worked for The Huntington Investment Company and Huntington Financial Advisors since June 21, 2018, and has been registered with Ameriprise Financial Services LLC since July […]
Investors potentially incurred losses because of securities broker Kelly Ann Decker [CRD: 4901228, Plymouth, Minnesota], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Decker has been registered with NYLIFE Securities LLC since October 27, 2005. Read on to find out more about the client complaints disclosed on Decker's FINRA BrokerCheck report. NYLIFE […]
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