Randall Duggan Linked To Moloney Securities Client Disputes, Regulatory Investigation

Investors might have sustained losses through securities broker Randall E. Duggan [CRD: 5559097, Bellingham, Washington], according to disclosures on FINRA BrokerCheck. Evidently, Duggan joined Moloney Securities Co. on January 29, 2016, and Moloney Securities Asset Management LLC on February 23, 2016. Keep reading to learn more about the disclosures concerning Randall Duggan.

Moloney Securities Investor Accused Duggan Of Negligence

Evidently, on August 5, 2025, a Moloney Securities Co. client filed FINRA Arbitration No. 25-01559 about Randall Duggan. Evidently, the client alleged that Duggan was negligent and made unsuitable recommendations. Because of this, the investor allegedly sustained damages linked to real estate securities, direct investments, and corporate bonds. As a result, the client requested $500,000 in compensation from Moloney Securities Co. or Duggan. The claimant stated a range of damages between $500,000 and $900,000. Supposedly, this matter awaits a resolution.

State Of Washington Investigates Moloney Securities Stockbroker Randall Duggan For Unsuitable Recommendations

Randall Duggan is the subject of an investigation initiated by the State of Washington – Securities Division on July 15, 2025, into allegations that Duggan gave unsuitable advice when Duggan was associated with Moloney Securities Co.

Moloney Securities Co. Investor Accused Duggan Of Negligence

Particularly, a Moloney Securities Co. client filed FINRA Arbitration No. 24-00843 about Randall Duggan. Allegedly, Duggan was negligent and made unsuitable recommendations of corporate bonds. Consequently, on April 8, 2025, Moloney Securities Co. settled this matter by paying the client $25,000.00 in damages.

Randall Duggan Disclosed Suitability Allegations By Moloney Securities Co. Client

Also, a client of Moloney Securities Co. disputed Randall Duggan’s conduct by filing FINRA Arbitration No. 23-01410. Allegedly, Duggan gave unsuitable advice and was negligent. It appears that Duggan caused the client to sustain damages connected to corporate bonds. For this reason, Moloney Securities Co. agreed to settle the matter on December 5, 2024, by paying compensation amounting to $92,574.43.

Moloney Securities Co. Investor Accused Duggan Of Sales Practice Violation

Specifically, a Moloney Securities Co. client filed FINRA Arbitration No. 23-01410 about Randall Duggan. Mainly, the client claimed that Duggan was negligent and made unsuitable recommendations involving corporate bonds. As a result, on December 5, 2024, Moloney Securities Co. settled this matter by paying the client $17,317.13 in damages.

Have You Made Investments Through Securities Broker Randall Duggan?

Do you need clarification on any investment losses relating to Randall Duggan? You should reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer regarding a possible recovery. For years, For more than a decade, Soreide Law Group has recovered losses for clients throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Duggan and brokerage firms Duggan worked for deny accusations of sales practice violations.