Investors might have sustained losses through securities broker Randall E. Duggan [CRD: 5559097, Bellingham, Washington], according to disclosures on FINRA BrokerCheck. Evidently, Duggan joined Moloney Securities Co. on January 29, 2016, and Moloney Securities Asset Management LLC on February 23, 2016. Keep reading to learn more about the disclosures concerning Randall Duggan.
Evidently, on August 5, 2025, a Moloney Securities Co. client filed FINRA Arbitration No. 25-01559 about Randall Duggan. Evidently, the client alleged that Duggan was negligent and made unsuitable recommendations. Because of this, the investor allegedly sustained damages linked to real estate securities, direct investments, and corporate bonds. As a result, the client requested $500,000 in compensation from Moloney Securities Co. or Duggan. The claimant stated a range of damages between $500,000 and $900,000. Supposedly, this matter awaits a resolution.
Randall Duggan is the subject of an investigation initiated by the State of Washington – Securities Division on July 15, 2025, into allegations that Duggan gave unsuitable advice when Duggan was associated with Moloney Securities Co.
Particularly, a Moloney Securities Co. client filed FINRA Arbitration No. 24-00843 about Randall Duggan. Allegedly, Duggan was negligent and made unsuitable recommendations of corporate bonds. Consequently, on April 8, 2025, Moloney Securities Co. settled this matter by paying the client $25,000.00 in damages.
Also, a client of Moloney Securities Co. disputed Randall Duggan’s conduct by filing FINRA Arbitration No. 23-01410. Allegedly, Duggan gave unsuitable advice and was negligent. It appears that Duggan caused the client to sustain damages connected to corporate bonds. For this reason, Moloney Securities Co. agreed to settle the matter on December 5, 2024, by paying compensation amounting to $92,574.43.
Specifically, a Moloney Securities Co. client filed FINRA Arbitration No. 23-01410 about Randall Duggan. Mainly, the client claimed that Duggan was negligent and made unsuitable recommendations involving corporate bonds. As a result, on December 5, 2024, Moloney Securities Co. settled this matter by paying the client $17,317.13 in damages.
Do you need clarification on any investment losses relating to Randall Duggan? You should reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer regarding a possible recovery. For years, For more than a decade, Soreide Law Group has recovered losses for clients throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Duggan and brokerage firms Duggan worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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