Investors apparently complained about securities broker Randy Redd [CRD: 4551799, Chandler, Arizona], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Randy Redd worked for LPL Financial LLC from March 18, 2004, to August 13, 2024. Keep reading to learn more about the disclosures regarding this broker.
Notably, on July 18, 2024, LPL Financial LLC disaffiliated with Redd. Particularly, LPL Financial alleged that Redd participated in outside business activity. Supposedly, he failed to provide notice to the securities firm before engaging in the activity.
Notably, on April 11, 2024, an LPL Financial LLC client filed Civil Action No. 2:24-CV-00095 about Randy Redd. Mainly, the client alleged that Redd embezzled funds via a 2023 private real estate transaction. Because of this, the investor allegedly sustained damages connected to private real estate transactions totaling $7,507,500.00. For this reason, the client requested compensation from LPL Financial or Redd. Evidently, this civil suit, filed in the U.S. District Court of Utah in Salt Lake City, is pending a resolution.
Do you need clarification on any investment losses relating to Randy Redd? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer regarding recovering your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the United States. The firm also takes cases through a contingency fee arrangement and advances all costs. Redd and brokerage firms Redd worked for deny all accusations of sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
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