Investors apparently complained about securities broker Raymond Michael Congelosi (also known as Mike Congelosi) [CRD: 1879030, West Hartford, Connecticut], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. since May 25, 2017, Raymond Congelosi has worked as both an investment adviser and broker for MML Investors Services LLC in West Hartford, Connecticut. See the following information to find out more the disclosures involving Congelosi’s conduct and investor complaints regarding his sales of variable annuities.
Notably, on April 28, 2025, an MML Investors Services LLC client filed a complaint about Raymond Congelosi. Allegedly, Congelosi made unsuitable recommendations. Because of this, the client allegedly sustained damages on variable annuities. As a result, the client requested $11,000.00 in compensation from MML Investors Services LLC or Congelosi.
Evidently, a client of New England Securities contested Raymond Congelosi’s sales practices by filing FINRA Arbitration No. 11-00250. Allegedly, Congelosi made omissions with respect to withdrawals from a variable annuity. Supposedly, Congelosi caused the client to sustain damages. Therefore, New England Securities opted to settle the matter on December 7, 2011, by compensating the client in the amount of $23,000.00.
Do you have concerns or questions regarding investments you made with Raymond Congelosi? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee arrangement and advances all costs. Congelosi and the firms Congelosi worked for deny allegations of sales practice violations.
FRANCISCO M GOMEZ (FRANCISCO MANUEL GOMEZ, FRANK GOMEZ) has been suspended by FINRA from acting as a broker with a start date of 4/6/2026. The “Regulatory” disclosure was dated 3/13/2026. The allegations against Gomez were, “Respondent Gomez failed to respond to FINRA requests for information.” The duration of the suspension was listed as, “Continues until […]
Investors apparently complained about securities broker Gianpaolo Bicego (also known as Paolo Bicego) [CRD: 5211610, Beverly Hills, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianpaolo Bicego worked for J.P. Morgan Securities LLC from February 17, 2010, through October 25, 2023, and has been registered with Wells Fargo Clearing […]
Investors may have suffered financial harm by securities broker Daniel Malcolm Makin [CRD: 4367894, Westerly, Rhode Island], given the disclosures on FINRA BrokerCheck. Makin worked for Raymond James Financial Services Inc. from March 21, 2001, to September 30, 2025. Investors should read below to review the disclosures reported on his record. Raymond James Investor Accused […]
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