Investors might have sustained losses due to securities broker Robert Hill (also known as Bob Hill) [CRD: 2268971, Westport, Connecticut], according to disclosures on FINRA BrokerCheck. Hill works for Saxony Securities Inc. and Rose Capital Advisors LLC, both in Westport, Connecticut, having joined those firms on June 23, 2025, and July 10, 2025, respectively. Previously, he worked for Morgan Stanley from August 31, 2017 to May 30, 2025. Keep reading to find out more about the disclosures involving this broker.
Specifically, on May 1, 2025, Morgan Stanley Smith Barney LLC disaffiliated with Hill. Particularly, Morgan Stanley alleged that Hill used discretion with client orders without consent, wrongfully allocated client trades between advisory and brokerage accounts, and placed older investors in structured products.
Evidently, a Sands Brothers Co., Ltd. client filed NASD Arbitration No. 00-04722 about Robert Hill. Notably, the client alleged that Hill made unsuitable recommendations, charged excessive commissions, and churned the client’s account. Because of this, the client allegedly sustained damages connected to over-the-counter equities and stocks. So, on January 18, 2001, Sands Brothers Co., Ltd. settled this matter by paying the client $2,500.00 in damages.
Do you have questions or concerns about investments you made through Robert Hill? You can reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Hill and brokerage firms Hill worked for deny allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
Phone:
Fax: 1-954-760-6553
Email: [email protected]