Investors might have sustained losses because of securities broker Robert Vincent Sessa (also known as Bob Sessa) [CRD: 1026924, Westlake Village, California], based on publicly available information reported on FINRA BrokerCheck. Robert Sessa worked for Western International Securities Inc. and Western International Securities from December 12, 2008 to June 5, 2025. LPL Financial LLC employed him on June 5, 2025. See the following information to find out more about Robert Sessa’s disclosures.
Evidently, a client filed a complaint about Robert Sessa. Supposedly, Sessa recommended investments that performed poorly. As a result, the client allegedly incurred damages linked to corporate bonds. Therefore, on April 23, 2025, Western International Securities Inc. settled this matter by paying the client $45,937.02 in damages.
Additionally, a client of Financial West Group contested Robert Sessa’s sales practices in FINRA Arbitration No. 14-01070. Allegedly, Sessa mismanaged investment accounts. It appears that Sessa caused the client to sustain damages linked to direct investments, stocks, oil and gas investments, and real estate investment trusts. Consequently, FINRA Arbitrators issued an Award dated March 11, 2016, in the amount of $165,000.00.
Also, a client filed a complaint about Robert Sessa. Mainly, the client alleged that Sessa recommended corporate bonds which poorly performed. Therefore, on April 23, 2025, Western International Securities Inc. settled this matter by paying the client $45,937.02 in damages.
Additionally, a client of Financial West Group took aim at Robert Sessa’s sales practices by filing FINRA Arbitration No. 11-00869. Allegedly, Sessa made unsuitable recommendations, engaged in unauthorized trading, and engaged in excessive trading. It appears that Sessa caused the client to sustain damages relating to over-the-counter equities, exchange-traded funds, and stocks. Consequently, Financial West Group opted to settle the matter on June 14, 2013, by paying the client $95,000.00.
Do you need clarification on any investment losses relating to Robert Sessa? You should reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a possible recovery. Soreide Law Group is experienced at recovering losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Sessa and brokerage firms Sessa worked for deny allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com