Robert Sessa Facing Complaints By Clients Of LPL Financial And Western International Securities

Investors might have sustained losses because of securities broker Robert Vincent Sessa (also known as Bob Sessa) [CRD: 1026924, Westlake Village, California], based on publicly available information reported on FINRA BrokerCheck. Robert Sessa worked for Western International Securities Inc. and Western International Securities from December 12, 2008 to June 5, 2025. LPL Financial LLC employed him on June 5, 2025. See the following information to find out more about Robert Sessa’s disclosures.

Western International Securities Investor Accused Bob Sessa Of Poor Performance

Evidently, a client filed a complaint about Robert Sessa. Supposedly, Sessa recommended investments that performed poorly. As a result, the client allegedly incurred damages linked to corporate bonds. Therefore, on April 23, 2025, Western International Securities Inc. settled this matter by paying the client $45,937.02 in damages.

Robert Sessa Disclosed Mismanagement Allegations By Financial West Group Client

Additionally, a client of Financial West Group contested Robert Sessa’s sales practices in FINRA Arbitration No. 14-01070. Allegedly, Sessa mismanaged investment accounts. It appears that Sessa caused the client to sustain damages linked to direct investments, stocks, oil and gas investments, and real estate investment trusts. Consequently, FINRA Arbitrators issued an Award dated March 11, 2016, in the amount of $165,000.00.

Investor Accused Bob Sessa Of Poor Performance

Also, a client filed a complaint about Robert Sessa. Mainly, the client alleged that Sessa recommended corporate bonds which poorly performed. Therefore, on April 23, 2025, Western International Securities Inc. settled this matter by paying the client $45,937.02 in damages.

Robert Sessa Disclosed Excessive Trading Allegations By Financial West Group Client

Additionally, a client of Financial West Group took aim at Robert Sessa’s sales practices by filing FINRA Arbitration No. 11-00869. Allegedly, Sessa made unsuitable recommendations, engaged in unauthorized trading, and engaged in excessive trading. It appears that Sessa caused the client to sustain damages relating to over-the-counter equities, exchange-traded funds, and stocks. Consequently, Financial West Group opted to settle the matter on June 14, 2013, by paying the client $95,000.00.

Did You Sustain Losses Because Of Financial Advisor / Securities Broker Sessa?

Do you need clarification on any investment losses relating to Robert Sessa? You should reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a possible recovery. Soreide Law Group is experienced at recovering losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Sessa and brokerage firms Sessa worked for deny allegations of sales practice violations.