Soreide Law Group provides this update on securities broker Robert Brian Wolfe (CRD#: 2268259, Fort Lauderdale, FL). Evidently, Wolfe worked as a securities broker or financial advisor at Girard Securities from 2009 to 2017, Cetera Advisor Networks from 2017 to 2020, Mercer Allied Company from 2020 to 2021, and Goldman Sachs from 2020 to 2021. Read on to learn more about the allegations reported on BrokerCheck, which are denied by the broker, and how a securities lawyer might be able to help you recover losses caused by a financial advisor or securities broker’s inappropriate sales practices.
Particularly, a client objected to Robert Wolfe’s actions as a securities broker when working for Cetera, as the client brought an investment dispute on February 28, 2022. Mainly, the client makes allegations of unsuitable recommendations (based on risk, speculation), negligence, omissions, misrepresentation, and failure to supervise. Consequently, the client contends that Wolfe’s actions produced damages concerning real estate securities. Notably, the client demands $225,000 to resolve this ongoing investment dispute with the securities firm.
Also, a Girard Securities client expressed concerns about Robert Wolfe’s sales practices, as BrokerCheck shows that the client lodged an investment dispute on February 28, 2022. Specifically, the securities broker or firm faces accusations of unsuitable recommendations, misrepresentation, failure to supervise, and breach of contract. Consequently, the client alleges that Wolfe’s actions led to damages in connection with variable annuities and other investments. For this reason, to resolve this ongoing investment dispute, the client asks for $300,000 in damages from the securities firm.
Also, a client of Cetera took issue with Robert Wolfe’s sales practices, according to a dispute listed on BrokerCheck. The client’s allegations against the securities firm or broker include unsuitable trading. Supposedly, the client sustained damages because of investments in DPPs, LPs, and real estate securities. Although, following a review of the client’s allegations, the securities firm opted to deny the client’s claim.
Evidently, the firm terminated Robert Wolfe as a securities broker in 2021. Mainly, the securities firm makes allegations of Wolfe’s 2021 discharge as a securities broker caused by unapproved communications concerning market valuations and him purportedly addressing client complaints without the securities broker-dealers’ knowledge.
Particularly, a client objected to Robert Wolfe’s actions as a securities broker when working for Cetera Advisors, as the client brought an investment dispute on September 15, 2021. Alleged sales practice violations include unsuitable recommendations, omissions of risk, and inadequate due diligence. It appears that Wolfe or his employer caused damages to the client through their investments in real estate securities, fixed annuities, and variable annuities. Notably, the client demands $100,000 in damages to resolve this ongoing investment dispute with the securities firm.
Apparently, securities broker Robert Wolfe denies allegations of improper sales practices. Have you experienced investment losses by interacting with this broker? You can reach out to Soreide Law Group at (888) 760-6552 so that you can speak with an experienced investor dispute lawyer right away. Soreide Law Group pursues investor dispute cases by a contingency fee arrangement and advances all costs. The law firm has recovered considerable compensation for US clients who have experienced losses from securities brokers or financial advisors.
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