Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors reportedly complained about securities broker Rocco Gerard Guidicipietro (also known as Rocco Peters) [CRD: 2489732, Red Bank, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Guidicipietro has been registered with Alexander Capital L.P. since February 17, 2012. Keep reading to learn more about Guidicipietro’s disclosures and the disputes connected to his work as a securities broker.
Particularly, on July 14, 2025, an Alexander Capital client filed FINRA Arbitration No. 25-01247 about Rocco Guidicipietro. Primarily, the client alleged that Guidicipietro violated Georgia state securities laws, failed to supervise, and breached his fiduciary duty. Because of this, the client allegedly sustained damages connected to private offerings and real estate securities. Therefore, the client requested damages to be determined at trial in compensation from Alexander Capital or Guidicipietro. This arbitration is pending a resolution.
Specifically, a client of Alexander Capital contested Rocco Guidicipietro’s sales practices by bringing FINRA Arbitration No. 24-02233 on June 10, 2025. Allegedly, Guidicipietro failed to comply with Regulation Best Interest, violated federal securities laws, violated FINRA Rules, was negligent, violated his fiduciary duties, and failed to supervise relating to sales of alternative investments and real estate investment trusts. Consequently, the client seeks compensation from Alexander Capital or Guidicipietro in the amount of $499,000.99 in this ongoing matter.
Notably, on October 17, 2024, an Alexander Capital client filed FINRA Arbitration No. 24-02230 about Rocco Guidicipietro. Mainly, the client alleged that Guidicipietro was negligent, breached a contract, breached his fiduciary duty, and violated FINRA rules. For this reason, the client allegedly sustained damages on private equities. As a result, the client requested $1,694,000.00 in compensation from Alexander Capital or Guidicipietro. This arbitration is pending a resolution.
Additionally, a client of Alexander Capital disputed Rocco Guidicipietro’s sales practices, according to a complaint dated March 22, 2023. Allegedly, Guidicipietro concealed material facts and breached a contract. Therefore, the client sought compensation from Alexander Capital or Guidicipietro in the amount of $2,625,000.00 in this matter. However, the firm denied this complaint.
Do you have concerns or questions regarding investments you made with Rocco Guidicipietro? You can get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee arrangement and advances all costs. Guidicipietro and brokerage firms Guidicipietro worked for deny allegations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
Phone:
Fax: 1-954-760-6553
Email: [email protected]