Soreide Law Group is investigating possible investor claims against securities broker Rodney Ferguson (CRD: 2482868, Chesterfield, Missouri). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for NYLife Securities LLC. Evidently, investors allege sales practice violations in these disputes, including that Ferguson gave unsuitable advice and violated FINRA rules. Here is a brief summary of the disclosures about Ferguson.
Supposedly, on March 20, 2023, a NYLife Securities LLC client filed FINRA Arbitration: 23-00664 about Rodney Ferguson. Namely, the client alleged that Ferguson made unsuitable recommendations, given the client’s needs. Also, he allegedly violated FINRA rules. Because of this, the client allegedly sustained damages on fixed annuities and life insurance policies. Therefore, the client requested $210,000 in compensation from NYLife Securities LLC or Ferguson. Evidently, this arbitration is pending a resolution.
Supposedly, on March 20, 2023, a NYLife Securities LLC client filed FINRA Arbitration: 23-00639 about Rodney Ferguson. Namely, the client alleged that Ferguson gave unsuitable advice, given the client’s needs and goals. Because of this, the client allegedly sustained damages on life insurance and annuities. Therefore, the client requested $40,000 in compensation from NYLife Securities LLC or Ferguson. Evidently, this arbitration is pending a resolution.
Also, a client of NYLife Securities LLC contested Rodney Ferguson’s sales practices by filing FINRA Arbitration: 23-00635 on March 16, 2023. Allegedly, Ferguson made unsuitable recommendations, given the client’s goals and needs. It appears that Ferguson caused the client to sustain damages on fixed annuities and life insurance policies. Therefore, the client requested compensation from NYLife Securities LLC or Ferguson in the amount of $130,000.
Supposedly, on March 15, 2023, a NYLife Securities LLC client filed FINRA Arbitration: 23-00594 about Rodney Ferguson. Namely, the client alleged that Ferguson violated FINRA rules. Because of this, the client allegedly sustained damages on life insurance and annuities. Therefore, the client requested $150,000 in compensation from NYLife Securities LLC or Ferguson. Evidently, this arbitration is pending a resolution.
Suffer damages through Rodney Ferguson? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Ferguson and brokerage firms Ferguson worked for deny any and all allegations of misconduct.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
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