Investors might have sustained losses due to securities broker Ronald Stillman Cole [CRD: 1434325, San Mateo, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cole worked for Colorado Financial Service Corporation from May 3, 2018, to February 5, 2020, Great Point Capital LLC from February 4, 2020, to March 18, 2020, Emerson Equity LLC from March 17, 2020, to January 10, 2024, Great Point Capital LLC from January 9, 2024, to August 20, 2024, and has been registered with Emerson Equity LLC since August 20, 2024. Keep reading to discover more about the disclosures involving Cole.
Notably, a client of Emerson Equity LLC disputed Cole’s sales practices by filing FINRA Arbitration No. 25-02151 on October 9, 2025. Allegedly, Cole breached a contract, breached his fiduciary duty, was negligent, made misrepresentations, and violated FINRA rules and state and federal securities laws. It appears that Cole allegedly caused the client to sustain damages connected to real estate securities. Consequently, the client seeks between $100,000 and $500,000 in compensation from Emerson Equity LLC or Cole in this ongoing matter.
Specifically, on September 8, 2025, an Emerson Equity LLC client filed FINRA Arbitration No. 25-01880 about Ronald Cole. Primarily, the client alleged that Cole made unsuitable recommendations. For this reason, the client allegedly sustained damages linked to real estate securities. As a result, the client requested compensation from Emerson Equity LLC or Cole. This arbitration is ongoing.
Do you have concerns or questions regarding investments you made with Ronald Cole? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the United States. Also, our securities attorneys represent investors on a contingency fee arrangement and advance all costs. Cole and brokerage firms Cole worked for deny accusations of sales practice violations.
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