Investors have come forward with complaints about Ross L. Anderson (CRD: 5677662, Rancho Santa Margarita, California). Evidently, the securities broker, who worked for Sagepoint Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Sagepoint Financial Inc. clients allege that Anderson made unsuitable recommendations. For more on these disclosures about Anderson, see below.
Also, a Sagepoint Financial Inc. client filed FINRA Arbitration: 21-00890 about Ross Anderson. Namely, the client alleged that Anderson provided unsuitable advice. Because of this, the client allegedly sustained damages on alternative investments, including real estate securities. Therefore, on August 4, 2022, Sagepoint Financial Inc. settled this matter by paying the client $85,000 in damages.
Specifically, a client of Sagepoint Financial Inc. contested Ross Anderson’s sales practices, according to a complaint dated June 19, 2017. Allegedly, Anderson made misrepresentations. Supposedly, Anderson caused the client to sustain damages on real estate securities. Therefore, the client asked for compensatory relief from Sagepoint Financial Inc. or Anderson. However, the firm denied this complaint.
Have you experienced damages due to Ross Anderson? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Anderson and investment firms Anderson worked for deny any allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com