Investors have come forward with complaints about Ross L. Anderson (CRD: 5677662, Rancho Santa Margarita, California). Evidently, the securities broker, who worked for Sagepoint Financial Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Sagepoint Financial Inc. clients allege that Anderson made unsuitable recommendations. For more on these disclosures about Anderson, see below.
Sagepoint Financial Inc. Investor Accused Anderson Of Unsuitable Recommendations
Also, a Sagepoint Financial Inc. client filed FINRA Arbitration: 21-00890 about Ross Anderson. Namely, the client alleged that Anderson provided unsuitable advice. Because of this, the client allegedly sustained damages on alternative investments, including real estate securities. Therefore, on August 4, 2022, Sagepoint Financial Inc. settled this matter by paying the client $85,000 in damages.
Ross Anderson Discloses Misrepresentation Allegations By Sagepoint Financial Inc. Client
Specifically, a client of Sagepoint Financial Inc. contested Ross Anderson’s sales practices, according to a complaint dated June 19, 2017. Allegedly, Anderson made misrepresentations. Supposedly, Anderson caused the client to sustain damages on real estate securities. Therefore, the client asked for compensatory relief from Sagepoint Financial Inc. or Anderson. However, the firm denied this complaint.
Anderson Employment Information
- Anderson worked for Sagepoint Financial Inc. in Rancho Santa Margarita, California, as a securities broker from December 4, 2013, to November 1, 2022.
Damages Resulting From Sagepoint Financial Inc. Securities Broker Ross Anderson?
Have you experienced damages due to Ross Anderson? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and advances all costs. Anderson and investment firms Anderson worked for deny any allegations of sales practice violations.
