John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors have reportedly disputed the sales practices of securities broker Alvaro Mauricio Jiron [CRD: 4226147, Coral Gables, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jiron worked for Infinex Investments Inc. from July 5, 2016, to February 20, 2023, before joining LPL Financial LLC on February 24, 2023, where he remains registered. Read on to discover more about the disclosures involving this securities broker.
Particularly, an Infinex Investments Inc. client filed FINRA Arbitration No. 25-01641 about Alvaro Jiron. Primarily, the client alleged that Jiron made misrepresentations by describing an offshore annuity as safe and secure. Because of this, the client allegedly incurred damages pertaining to offshore annuities. As a result, on September 26, 2025, Infinex Investments Inc. settled this matter by paying the client $200,000 in damages.
Specifically, a client of Infinex Investments Inc. contested Jiron’s sales practices, according to a complaint dated August 31, 2023. Allegedly, Jiron made omissions by not informing the client that a mutual fund could only be tendered quarterly. It appears that Jiron allegedly caused the client to sustain damages relating to mutual funds. Therefore, the client sought compensation from Infinex Investments Inc. or Jiron in the amount of $125,350.79 in this matter. However, the firm denied this complaint.
Do you need clarification on any investment losses relating to Alvaro Jiron? Get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for many clients throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Jiron and brokerage firms Jiron worked for deny any accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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