RUSSELL EDWARD FIEGER (RUSS FIEGER, RUSSELL E FIEGER), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, is currently registered as a a financial advisor with COLORADO FINANCIAL SERVICE CORPORATION of OVERLAND PARK, KANSAS since 4/25/2024, and as a broker with CORNERSTONE SECURITIES LLC of OVERLAND PARK, KANSAS since 5/19/2006. Fieger was also listed with CROWN CAPITAL SECURITIES LP of OVERLAND PARK, KANSAS, both as a broker and financial advisor from 2012 – 2024.
According to BrokerCheck, RUSSELL E FIEGER has been in the securities industry for 24 years and has been listed with 10 firms. Fieger has 3 disclosures on his FINRA CRD report. There is a “Regulatory” dated 3/18/2014, with allegations of, “PURCHASE OF ETF FUNDS UNSUITABLE AND BREACH OF FIDUCIARY DUTY,” with restitution in the amount of $86,600.00. There are two “Customer Disputes” listed on RUSSELL E FIEGER’s CRD report. One is dated 12/15/2010, with allegations of “UNSUITABLE INVESTMENTS,” with the settlement amount of $86,600.00.
There is a pending “Customer Dispute” dated 11/7/2024, on RUSSELL E FIEGER’s CRD report with allegations of, “Customers allege breach of fiduciary duty, lack of suitability, impermissible overconcentration and misrepresentation & omission of material information related to the sale of an alternative investment in Direct Investment-DPP & LP Interests. Claim seeks $325,000.00 in damages and is currently under arbitration as of 10/03/2024. [REDACTED] is a client of Russell Fieger's and did one oil and gas product on 02/04/2015 signed by [REDACTED] for $25,000.00. [REDACTED] lives in Kansas not Missouri. Russell Fieger has never met [REDACTED].” The damage amount requested is $325,000.00.
To discuss this article or any other securities issues, contact Soreide Law Group and speak to an experienced securities lawyer at: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA on a contingency fee basis, no fee to you if no recovery.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com