RUSSELL EDWARD FIEGER (RUSS FIEGER, RUSSELL E FIEGER), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, is currently registered as a a financial advisor with COLORADO FINANCIAL SERVICE CORPORATION of OVERLAND PARK, KANSAS since 4/25/2024, and as a broker with CORNERSTONE SECURITIES LLC of OVERLAND PARK, KANSAS since 5/19/2006. Fieger was also listed with CROWN CAPITAL SECURITIES LP of OVERLAND PARK, KANSAS, both as a broker and financial advisor from 2012 – 2024.
According to BrokerCheck, RUSSELL E FIEGER has been in the securities industry for 24 years and has been listed with 10 firms. Fieger has 3 disclosures on his FINRA CRD report. There is a “Regulatory” dated 3/18/2014, with allegations of, “PURCHASE OF ETF FUNDS UNSUITABLE AND BREACH OF FIDUCIARY DUTY,” with restitution in the amount of $86,600.00. There are two “Customer Disputes” listed on RUSSELL E FIEGER’s CRD report. One is dated 12/15/2010, with allegations of “UNSUITABLE INVESTMENTS,” with the settlement amount of $86,600.00.
There is a pending “Customer Dispute” dated 11/7/2024, on RUSSELL E FIEGER’s CRD report with allegations of, “Customers allege breach of fiduciary duty, lack of suitability, impermissible overconcentration and misrepresentation & omission of material information related to the sale of an alternative investment in Direct Investment-DPP & LP Interests. Claim seeks $325,000.00 in damages and is currently under arbitration as of 10/03/2024. [REDACTED] is a client of Russell Fieger's and did one oil and gas product on 02/04/2015 signed by [REDACTED] for $25,000.00. [REDACTED] lives in Kansas not Missouri. Russell Fieger has never met [REDACTED].” The damage amount requested is $325,000.00.
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