Investors have reportedly disputed the sales practices of securities broker Samuel E. Barber [CRD: 4750380, Naugatuck, Connecticut], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Barber has worked with Lifemark Securities Corp. since May 12, 2017, and was previously registered with MML Investors Services LLC in Norwalk, Connecticut, from August 10, 2009, to April 4, 2017. Keep reading to find out more about Barber’s disclosures and client disputes.
Lifemark Securities Corp. Investor Accused Barber Of Misrepresentation
Specifically, a Lifemark Securities Corp. client filed FINRA Arbitration No. 24-00538 about Samuel Barber. The client alleged that Barber made unsuitable recommendations, was negligent, failed to perform due diligence, and made misrepresentations of material fact. The client allegedly sustained damages linked to corporate bonds. Consequently, on May 13, 2025, Lifemark Securities Corp. settled this matter by paying the client $43,000 in damages.
Samuel Barber Disclosed Forgery Allegations By MML Investors Services LLC Client
Additionally, a client of MML Investors Services LLC contested Samuel Barber’s sales practices, according to a complaint. Allegedly, Barber committed forgery involving a whole life insurance policy. It appears that Barber caused the client to sustain damages. Therefore, MML Investors Services LLC opted to settle the matter on May 15, 2017.
MML Investors Services LLC Disaffiliated With Barber For Misrepresentation
Also, on March 27, 2017, MML Investors Services LLC disaffiliated with Barber. Mainly, MML Investors Services LLC referred to a client complaint about Barber having misrepresented a traditional insurance product to the client.
Did You Sustain Losses Due To Financial Advisor / Securities Broker Samuel Barber?
Do you have concerns or questions regarding investments you made with Samuel Barber? Contact Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney concerning a potential recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Barber and brokerage firms Barber worked for deny allegations of sales practice violations.
