Soreide Law Group is conducting an investigation into the actions of Scott J. Roslonowski (CRD: 4795893, Indian Harbour Beach, Florida), specifically focusing on potential claims on behalf of investors who may have suffered losses. Roslonowski works for Ameriprise Financial Services, LLC as of October 5, 2009, and operates out of the firm's Indian Harbour Beach, Florida office. Notably, he has been named in recent Financial Industry Regulatory Authority (FINRA) arbitration cases filed by clients of Ameriprise Financial Services. These clients have particularly alleged that Roslonowski recommended unsuitable investment and insurance products.
Unsuitable Investment Recommendations Allegations By Ameriprise Financial Services, LLC Client
Notably, on July 19, 2023, a client of Ameriprise Financial Services, LLC filed FINRA Arbitration: 23-02009 about Scott Roslonowski. The client specifically alleged that Roslonowski recommended unsuitable investments, including variable annuities, variable universal life insurance, and real estate investment trusts (REITs). Because of these recommendations, the client reportedly suffered damages. Consequently, the client is seeking $200,000 in damages either from Ameriprise Financial Services or Roslonowski. Evidently, this arbitration case is currently pending resolution.
Scott Roslonowski Disclosed Suitability Allegations By Ameriprise Financial Services, LLC Client
Additionally, on March 30, 2023, another client of Ameriprise Financial Services, LLC filed FINRA Arbitration: 23-00757 about Scott Roslonowski. The client notably alleged that Roslonowski suggested unsuitable investments, including a REIT, a variable annuity, and a life insurance policy, some of which led to unnecessary tax problems. Therefore, the client seeks damages from Ameriprise Financial Services or Roslonowski in this unresolved issue.
Have You Sustained Losses Through Roslonowski?
Did you experience losses because of Scott Roslonowski? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Roslonowski and brokerage firms he worked for deny accusations of sales practice violations.