Investors possibly experienced sales practice violations by securities broker Kyle W. Steibel [CRD: 6631554, Belleville, Illinois], according to disclosures on FINRA BrokerCheck. Evidently, Kyle Steibel worked for CUNA Brokerage Services Inc. from May 20, 2020, to February 16, 2022. Continue reading to find out more about the disclosures involving Steibel. Cuna Brokerage Services Inc. Investor […]

Investors might have sustained losses because of securities broker Stephen Thomas Kerutis (also known as Steve Kerutis) [CRD: 2345517, Loudon, Tennessee], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kerutis has worked for Cetera Advisors LLC since November 21, 2023, and for Cetera Investment Advisers LLC since March 21, 2024. Previously, […]

Investors apparently complained about securities broker Kevin Michael Dery [CRD: 2807430, Fort Lauderdale, Florida], according to publicly available information on FINRA BrokerCheck. Evidently, Dery has been registered with Wells Fargo Advisors Financial Network LLC and Wells Fargo Advisors since March 3, 2022, both located in Fort Lauderdale, Florida. Previously, Dery worked for Merrill Lynch in […]

Investors potentially experienced sales practice violations due to securities broker Charles Henry Garrido Jr. [CRD: 1191231, Chicago, Illinois], according to publicly available information on FINRA BrokerCheck. Evidently, Garrido has been registered with A.G.P. / Alliance Global Partners since October 30, 2018, and previously worked for McDonald Partners LLC in Chicago, Illinois, from August 16, 2011, […]

Investors potentially incurred losses because of securities broker Steven Foreman Kahn [CRD: 1001362, Chicago, Illinois], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Kahn has been registered with American Trust Investment Services Inc. since May 8, 2014. See the following information to discover more about this broker’s disclosures and related client […]

Investors apparently complained about securities broker Chad Anthony Noble [CRD: 4774817, The Villages, Florida], according to disclosures on FINRA BrokerCheck. Evidently, Noble worked for Ameriprise Financial Services LLC from August 15, 2018, to July 24, 2025. Read below for details about the disclosures concerning Noble. FSC Securities Corporation Investor Accused Noble Of Unsuitable Recommendations Evidently, […]

Investors have reportedly disputed the sales practices of securities broker Marc Michael Miller [CRD: 1133692, Tiburon, California], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Miller has been registered with Wedbush Securities Inc. since August 16, 2021, serving as both a broker and investment adviser. Read on to learn more about […]

Soreide Law Group has been contacted by former customers of EDWARD ERIC FERNANDEZ (EDWARD E FERNANDEZ) who purchased DSTs. Fernandez is currently a broker with CAPULENT LLC of Irvine, California since October of 2017. In addition to the DSTs listed below the DSTs that were also brought to our attention are, Pheonix SFR, and Hayworth Tanglewood. […]

Investors possibly experienced sales practice violations by securities broker William Randall Moening (also known as Randy Moening) [CRD: 3029155, Austin, Texas], according to publicly available information on FINRA BrokerCheck. Evidently, Moening worked for RBC Capital Markets LLC from January 29, 2024, to April 9, 2025. Keep reading to find out more about the securities broker’s […]