Robert David Bienvenu (Bobby Bienvenu, Robert D Bienvenu) was permanently barred by FINRA on 10/16/2025 from acting as a broker or otherwise associating with a broker/dealer firm. Bienvenu was previously listed as a broker with Edward Jones of Harahan, Louisiana from 09/24/2024 - 08/05/2025. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, […]

Investors reportedly complained about securities broker Michael Wayne Corrada [CRD: 709158, Richmond, Virginia], based on publicly available information Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Corrada worked for Coastal Equities Inc. from January 5, 2015, to September 12, 2019, and later for Center Street Securities Inc. from September 12, 2019, to December 3, 2020. Read […]

Investors potentially experienced sales practice violations due to securities broker Brian Lee Culver [CRD: 6392736, Kalamazoo, Michigan], based on disclosures on FINRA BrokerCheck. Evidently, Culver has been registered with Cambridge Investment Research Inc. since January 5, 2015, and with Cambridge Investment Research Advisors Inc. since October 28, 2015. Keep reading to learn more about the […]

ALEXANDER INVESTMENT SERVICES CO. was censured and fined $25,000.00 as part of a settlement with the Financial Industry Regulatory Authority (FINRA). Their main office location is in Louisville, Kentucky. Without admitting or denying FINRA’s findings, ALEXANDER INVESTMENT SERVICES consented to the sanctions and to the entry of findings that it allegedly failed to comply with […]

BRYON EDWIN MARTINSEN (BRYON E MARTINSEN) was registered as a broker with CENTAURUS FINANCIAL INC of Kings Park, New York from 10/07/1999 - 09/16/2022.  Martinsen is currently not registered with any firm. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, BRYON E MARTINSEN has 35 years of experience in the securities industry […]

FINRA barred securities broker John Michael Palma [CRD: 6848651, New York, New York], and investors complained about him, according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Palma worked for Spartan Capital Securities LLC from September 15, 2022, to March 17, 2025, SW Financial from December 10, 2019, to September 14, 2022, and Worden […]

Investors apparently complained about securities broker Fariba Zehtabian Madison [CRD: 1178259, Los Alamitos, California], based on publicly available information FINRA BrokerCheck. Evidently, Madison has been registered with Vanderbilt Securities LLC since June 4, 2025, and with Vanderbilt Advisory Services since June 6, 2025. Previously, she was associated with Western International Securities Inc. from November 19, […]

Investors reportedly complained about securities broker Rocco Gerard Guidicipietro (also known as Rocco Peters) [CRD: 2489732, Red Bank, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Guidicipietro has been registered with Alexander Capital L.P. since February 17, 2012. Keep reading to learn more about Guidicipietro’s disclosures and the disputes connected […]

Investors might have sustained losses due to securities broker Elaine Marie Zito [CRD: 2849238, Scottsdale, Arizona], according to disclosures on FINRA BrokerCheck. Evidently, Zito worked for Newbridge Securities Corporation from November 28, 2016, to November 1, 2019. Read on to discover more about the disclosures involving Zito. Newbridge Securities Corporation Investor Accused Zito Of Breach […]