A pending customer claim on the BrokerCheck report of John Ravsten (CRD: 5634077) alleges $118,000 in damages. The claimant alleges misrepresentation and says the investment did not suit the claimant's situation.

A pending $2,500,000 customer claim over DST investments appears on the BrokerCheck report of Wendy Kretschmer (CRD: 3111589). The claimants allege that WestPark recommended the investments, and the claim remains open.

Milka Micic (CRD: 4929945) and JP Morgan deny a pending FINRA arbitration that alleges $10,000,000 in damages, according to BrokerCheck. The customer alleges a failure to follow instructions on a managed account.

A pending customer claim on the BrokerCheck report of Andrew Greaves (CRD: 6037600) alleges $15,000,000 in damages. The claimant filed it in September 2026, and no arbitrator has ruled on it.

John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.

Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.

Christopher Laffey (CRD: 859962) is named in a pending customer claim alleging $1,695,000 in damages, with Alexander Capital as the firm named. BrokerCheck lists him as Christopher Charles Laffey.

Richard Rappaport is named in a pending arbitration claim over DST investments recommended by WestPark Capital, according to his BrokerCheck report, which lists him as Richard Alyn Rappaport (CRD: 1885122).