Investors might have sustained losses due to securities broker Rita Mansour [CRD: 1968418, Toledo, Ohio], according to disclosures on FINRA BrokerCheck. Evidently, Mansour has been registered with McDonald Partners LLC since September 15, 2006, as a securities broker and since September 25, 2006, as a financial advisor. Keep reading to learn more about the disputes […]

Investors might have sustained losses due to securities broker David Segarra [CRD: 4482059, Las Vegas, Nevada], according to disclosures on FINRA BrokerCheck. Evidently, Segarra worked for Centaurus Financial Inc. from July 10, 2007, to January 19, 2024, before joining LPL Financial LLC in January 2024. Keep reading to learn more about the disclosures concerning Segarra. […]

Investors might have received losses because of securities broker William Lee Campbell [CRD: 1180015, White Plains, New York], according to disclosures on FINRA BrokerCheck. According to the regulator, Campbell worked for David Lerner Associates Inc. from October 14, 2002, to May 18, 2023. Keep reading to learn more about the securities broker’s disclosures. FINRA Sanctioned […]

Investors reportedly may have incurred losses due to securities broker Vincent Anthony Pallitto Jr. (also known as Vince Pallitto Jr. and Vinny Pallitto Jr.) [CRD: 3236328, Florham Park, New Jersey], according to disclosures on FINRA BrokerCheck. Pallitto has worked for LPL Financial LLC since December 1, 2000. Prior to that, he began his registration as […]

Investors potentially experienced losses because of securities broker Teddy R. Ezzell III [CRD: 1527524, Fort Collins, Colorado], according to disclosures on FINRA BrokerCheck. Ezzell has worked for LPL Financial LLC since December 15, 2014, and Western Wealth Management LLC since June 22, 2016. Read on to learn more about the disclosures concerning Ezzell and how […]

Investors might have sustained losses due to securities broker Surya Metzler [CRD: 4558292, Newport Beach, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Surya Metzler has worked for Centaurus Financial Inc. since November 1, 2011, and Newport Wealth Advisors Inc. since January 9, 2018. Prior to this, he was also registered with […]

The Florida-based Soreide Law Group obtained the following information from FINRA’s BrokerCheck, available to the public on FINRA’s website, on Naples, Florida broker/investment advisor: WILLIAM SCOTT MEADOR (SCOTT MEADOR, W. SCOTT MEADOR). W SCOTT MEADOR has been registered with UBS FINANCIAL SERVICES INC. of Naples, Florida, as a broker since 9/22/2008, and as an investment […]

MICHAEL ANTHONY ROMANO, was previously registered as a broker with ARETE WEALTH MANAGEMENT, LLC of Nashville, Tennessee from 02/08/2021 - 02/04/2025.  Before ARETE WEALTH MANAGEMENT, Romano was registered with CENTER STREET SECURITIES, INC of Nashville, Tennessee from 08/16/2016 - 04/05/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, MICHAEL ANTHONY ROMANO is […]

Investors apparently complained about securities broker Steven Patrick McCormick [CRD: 5059233, Simi Valley, California], according to disclosures on FINRA BrokerCheck. According to the regulator, McCormick worked for Osaic Wealth Inc. from January 19, 2024, to October 23, 2024; Woodbury Financial Services Inc. from March 1, 2019, to January 19, 2024; and Questar Capital Corporation from […]