Investors apparently complained about securities broker Roger Allan Roemmich [CRD: 1293322, Atlanta, Georgia], according to disclosures on FINRA BrokerCheck. Roemmich has worked for Alexander Capital, L.P. since October 2, 2020, and with Alexander Capital Wealth Management LLC since November 6, 2020. Previously, he worked for Retirement Cash Flow Group LLC from April 2, 2019, to […]

Investors potentially experienced losses because of securities broker Rodney David Potratz [CRD: 2367896, Clive, Iowa], according to disclosures on FINRA BrokerCheck. According to the regulator, Potratz has worked for Osaic Wealth Inc. since November 3, 2023. Before that, he worked for FSC Securities Corporation from October 7, 2003, to November 3, 2023. Keep reading to […]

Investors apparently complained about securities broker Richard John Donatelli (also known Rick Donatelli) [CRD: 1652397, Columbiana, Ohio], according to disclosures on FINRA BrokerCheck. Donatelli has worked for LPL Financial LLC since November 29, 2017. Previously, he worked for other firms, including Wealth Advisors Group. Here’s more about the disclosures against Donatelli. Wealth Advisors Group Investor […]

Investors reportedly may have incurred losses due to securities broker Randall Earl McGill [CRD: 1309727, Homer Glen, Illinois], according to disclosures on FINRA BrokerCheck. According to the regulator, McGill has worked for Ausdal Financial Partners Inc. since June 9, 2015. Prior to this, he was registered with the same firm in Davenport, Iowa, as an […]

Investors potentially experienced losses due to securities broker Patrick Roland Hobert [CRD: 805680, Newport Beach, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Patrick Hobert has worked for Centaurus Financial Inc. since July 9, 2007. Keep reading to learn more about the disclosures concerning this securities broker. Centaurus Financial Investor Accused Hobert […]

Investors apparently complained about securities broker Michael Maggiore [CRD: 5596240, Colts Neck, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Maggiore has worked for Equitable Advisors LLC since October 2, 2008, working from offices in Colts Neck, New Jersey, Woodbridge, New Jersey, and Naples, Florida. Read on to learn more about […]

Investors reportedly may have incurred losses because of securities broker Mary Joanne Petretto (also known as MaryJoanne Petretto and MJ Petretto) [CRD: 3210670, Guilford, Connecticut], according to disclosures on FINRA BrokerCheck. According to the regulator, Mary Petretto has worked for Innovation Partners LLC since November 11, 2015. Here’s more about the disclosures related to this […]

Soreide Law Group has filed a FINRA arbitration on behalf of their clients (Claimants) against: LIFEMARK SECURITIES CORP.  (Respondent) The Claimants are both in their 70s and living in Florida. The Claimants were referred to LIFEMARK broker, JEFFREY SETH MORRISON (JEFFREY MORRISON, JEFFREY S MORRISON) on or about 2019. The lawsuit alleges that Morrison knew […]

Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC. (Respondent) The Claimants are retirees living in Florida.  The Claimants were introduced to CENTAURUS’ former broker, DAVID BRUCE WHITE on or about 2016 when they were living in Michigan. The lawsuit states that the Claimants were looking […]