Investors reportedly may have incurred losses due to securities broker Vincent Anthony Pallitto Jr. (also known as Vince Pallitto Jr. and Vinny Pallitto Jr.) [CRD: 3236328, Florham Park, New Jersey], according to disclosures on FINRA BrokerCheck. Pallitto has worked for LPL Financial LLC since December 1, 2000. Prior to that, he began his registration as an investment adviser with LPL Financial LLC on May 31, 2002. Here’s more about the disclosures concerning Pallitto.
Particularly, on January 2, 2024, an LPL Financial LLC client filed FINRA Arbitration No. 24-00006 about Vincent Pallitto. The client alleged that Pallitto made unsuitable recommendations. Because of this, the client allegedly sustained damages on real estate securities. Therefore, the client requested compensation from LPL Financial LLC or Pallitto. Evidently, this arbitration is pending a resolution.
Specifically, a client of Northeast Securities Inc. contested Vincent Pallitto’s sales practices, according to a complaint. Allegedly, Pallitto made unsuitable recommendations. It appears that Pallitto caused the client to sustain damages on over-the-counter equities. Therefore, Northeast Securities Inc. opted to settle the matter on June 2, 2000, by compensating the client in the amount of $14,391.94.
Seeking more information about Vincent Pallitto? If you incurred losses, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer about a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Pallitto and brokerage firms LPL Financial LLC and Northeast Securities Inc. deny any allegations of sales practice violations.
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