Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Andrew Melikidse [CRD: 2353534, Studio City, California]. Melikidse worked for Osaic Wealth Inc. from September 1, 2023, to December 12, 2023, before his resignation. Prior to this, he worked for WM Financial Services Inc. and SagePoint Financial Inc. Below, investors can learn more about […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Ali Barry Mahlooji [CRD: 4830105, Jersey City, New Jersey]. Mahlooji joined PHX Financial Inc. in New York, New York, on December 16, 2019. Previously, he worked for National Securities Corporation in Jersey City, New Jersey, from November 20, 2012, to December 17, 2019. Investors […]

JOSE A NAVARRO (JOSE ANTONIO NAVARRO, TONY NAVARRO), was listed with INDEPENDENT FINANCIAL, LLC, of Los Angeles, California, from 12/07/2017 - 08/15/2023. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSE A NAVARRO, has been in the securities industry for 31 years and was listed with 6 firms.  Navarro has 2 disclosures […]

On September 9, 2024, SPENCER HUGGETT (SPENCER REED HUGGETT) was fined $5,000.00 and suspended for two months (10/7/2024 - 12/6/2024) by FINRA.  Huggett is currently registered both as a broker and investment advisor with CETERA ADVISOR NETWORKS LLC, of Webster, South Dakota, since 2022.  He was previously registered with LPL FINANCIAL LLC, of Webster, South […]

If you invested in American Healthcare REIT Inc. (NYSE: AHR), it’s essential to be aware of recent developments that may affect your investment. Below, Soreide Law Group provides a summary of the investment, potential concerns for investors, and how a securities attorney can assist you in recovering losses. American Healthcare REIT, a healthcare-focused real estate […]

MSC Income Fund aims to generate income and capital appreciation by investing in small and mid-sized companies. However, a reported drop in the Net Asset Value (NAV) and the suspension of distributions have raised questions about the fund's financial stability, potentially exposing investors to substantial losses. Below, Soreide Law Group goes over some concerns for […]

Concerns have emerged this year regarding investments in Strategic Storage Growth Trust III, a self-storage-focused Real Estate Investment Trust (REIT) sponsored by SmartStop Self Storage REIT. Investors are facing possible losses, as shares have recently traded below their initial value in the secondary market. Below, Soreide Law Group will provide a quick summary of the […]

Investors in Aegis Special Situation Funds, managed by Aegis Capital, might be facing unexpected challenges. These funds, which focus on acquiring shares in mid- to late-stage pre-IPO technology and services companies, have attracted scrutiny due to concerns about their performance and the appropriateness of investment recommendations made by financial advisors. Below, Soreide Law Group will […]

BILLY JAMES AYCOCK, is currently listed with CABIN SECURITIES, INC. of Overland Park, Kansas since December of 2023, both as a broker and as an investment advisor. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, BILLY JAMES AYCOCK has been in the securities industry for 23 years and was listed with 11 […]