Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Scott Allen Royal [CRD: 1801461, Omaha, Nebraska]. Evidently, Scott Royal has worked for Northwestern Mutual Investment Services LLC since June 2, 1988. Read on to learn more about Scott Royal's disclosures. Northwestern Mutual Investment Services LLC Investor […]

Investors might have sustained losses due to securities broker Robert L. Golding (also known as Rob Golding) [CRD: 5324763, Alpena, Michigan], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Particularly, Golding worked for Pruco Securities LLC from February 8, 2018, to September 12, 2022. Here’s more. FINRA Sanctioned Golding For Refusal To […]

Soreide Law Group is looking into possible investor claims on behalf of those who incurred losses through securities broker Robert James Rumley III [CRD: 4474706, Atlanta, Georgia]. Evidently, Rumley worked for Morgan Stanley from May 26, 2011, to October 8, 2021. Continue reading to learn more about Rumley's disclosures. Morgan Stanley Investor Accused Rumley Of […]

Soreide Law Group is looking into potential claims on behalf of individuals who invested through Robert Emmett Marquez, also known as Bob Marquez [CRD: 2266269, Smithtown, New York], given FINRA’s recent sanctions against the broker. Marquez was previously registered with Investment Network Inc. from January 4, 2017, to November 6, 2023. Here’s more about FINRA’s […]

Some investors have potentially experienced damages because of securities broker Robert Allen Silvestri (also known as Rob Silvestri) [CRD: 2037669, Dallas, Texas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Silvestri worked for Aegis Capital Corp. in 2023, in Dallas, Texas. He also worked for Level Four Financial LLC from 2018 to […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Randall Leigh Raymond (also known as Randy Raymond) [CRD: 1041994, Lincoln, Nebraska]. Particularly, Raymond worked for SagePoint Financial Inc. from July 8, 2011, to September 1, 2023. Keep reading to learn more about the disclosures involving Randall […]

Investors potentially experienced investment losses through securities broker Ralph Dennis Courtland [CRD: 4374698, Fairfield, New Jersey], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Courtland has worked for Wells Fargo Clearing Services LLC since January 1, 2008. Courtland's disclosures include allegations of unsuitable recommendations, breach of fiduciary duty, and misrepresentation. These […]

Soreide Law Group is investigating possible investor claims on behalf of those who incurred losses through securities broker Rahn Stuart Lund [CRD: 1462843, Rochester, Minnesota]. Evidently, Lund has worked for Stifel Nicolaus Company Incorporated since March 8, 2012. Continue reading to learn more about Rahn Lund's disclosures. Stifel Nicolaus Investor Accused Lund Of Misrepresentation Specifically, […]

Investors may have experienced damages due to securities broker Paul Joseph Mauro [CRD: 824304, Bolton, Massachusetts], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Mauro previously worked for Mosaic Wealth Inc. in Bolton, MA, from September 1, 2023, to January 19, 2024, and for SagePoint Financial Inc. in Westborough, MA, from […]