Investors potentially incurred losses because of securities broker Kevin Thomas Dooley [CRD: 2513153, Miami, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dooley has been registered with Equitable Advisors LLC since May 26, 1995, and he has also been registered as a financial advisor with Equitable Advisors LLC since February 8, 2000. […]

FINRA suspended securities broker Jonathon Mark Webster (also known as Jon Webster) [CRD: 1286778, Carlsbad, California], and investors complained about him, according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jonathon Webster worked for Stifel Nicolaus Company Incorporated from December 6, 2019, to February 15, 2024. See the following information to find […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to the sale of Inspired Senior Living of Appleton DST. This investment is a private real estate offering structured as a Delaware Statutory Trust (DST) and sponsored by Inspired Healthcare Capital (IHC), marketed primarily to accredited […]

Investors potentially experienced sales practice violations by securities broker Carmen Dean Morrone Jr. [CRD: 1898874, Wantagh, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morrone has been registered with Realta Equities Inc. since May 12, 2022, and previously worked for B. Riley Wealth Management from October 29, 2021, to […]

Investors apparently complained about securities broker Ehud Gersten (also known as Gersten Ehud) [CRD: 7066119, Ann Arbor, Michigan], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gersten has been registered with Concorde Investment Services LLC since August 19, 2025, and previously worked for Concorde Asset Management LLC from August 19, 2025, […]

FINRA barred securities broker Jeyakumar Nadarajah (also known as Jack Nadarajah) [CRD: 5666532, New York, New York], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeyakumar Nadarajah worked for Jefferies LLC from June 10, 2020, to May 16, 2024, and previously worked for ViewTrade Securities Inc. from January 28, 2020, to […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors connected to Mule Creek oil and gas investments. The Little Mule Creek Project was a private energy offering centered on oil and gas drilling operations in Oklahoma and was frequently sold as a way to diversify portfolios […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Blackstone Private Credit Fund (BCRED). BCRED is one of the largest non-traded private credit funds sold to retail investors, often promoted for monthly income and perceived stability. Recent developments involving heavy redemption activity, declining distributions, […]

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors related to Silver Point Specialty Lending Fund. The investment is a non-traded business development company (BDC) that was marketed as an income-producing alternative investment for retail investors. Recent disclosures involving declining net asset value, increased leverage, […]