Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to recommendations of Inspired Senior Living of Eugene DST. Inspired Senior Living of Eugene DST is a Delaware Statutory Trust (DST) private placement tied to senior living real estate and often marketed for passive income and […]

Investors might have sustained losses due to securities broker Bruce Palmer Emmeluth Jr. (also known as Brett Emmeluth) [CRD: 4707323, Castle Pines, Colorado], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Emmeluth worked for First Financial Equity Corporation from March 19, 2009, to April 4, 2022, and has been registered […]

Investors potentially incurred losses because of securities broker Joseph Neil Trotta (also known as Joe Trotta) [CRD: 449594, Hobe Sound, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joseph Trotta worked for LPL Financial LLC from April 28, 2006, to the present as a broker and from May 30, 2006, […]

Investors potentially experienced sales practice violations by securities broker Jeffrey Michael Thure [CRD: 2687213, Melville, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Thure worked for Aegis Capital Corp. from May 2, 2013, to the present, and previously worked for Maxim Group LLC from October 23, 2002, to April 30, […]

Soreide Law Group has been contacted by investors who purchased GWG L Bonds due to the alleged recommendation of broker/investment advisor, THOMAS CAINE SHULTZ (THOMAS C SHULTZ). Schultz has been registered as a broker with REALTA EQUITIES, INC of Phoenix, Arizona, and Franklin, Tennessee, since 7/2/2023, and as an investment advisor with REALTA INVESTMENT ADVISORS, […]

Soreide Law Group is investigating potential investor claims related to the sale of Inspired Senior Living of Dunedin DST, particularly where securities brokers or financial advisors may have engaged in sales practice violations involving this specific investment. Inspired Senior Living of Dunedin DST is a private placement real estate investment focused on senior living facilities […]

Investors apparently complained about securities broker Michael William Cecere [CRD: 3250479, Ronkonkoma, New York], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Cecere worked for Cape Securities Inc. from July 22, 2009, to December 5, 2018, and then for PHX Financial Inc. from December 5, 2018, to March 18, […]

Investors have reportedly disputed the sales practices of securities broker Anthony Raymond D'Ascoli (also known as Anthony Dascoli) [CRD: 4133420, Delray Beach, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony D'Ascoli has worked for Oppenheimer Co. Inc. since September 5, 2013, as a broker, and since September 11, 2013, […]

Did Your Broker Recommend a Non-Traded BDC? Major Redemption Problems Are Emerging in 2026 Non-traded BDC redemption losses are becoming a serious concern for investors. If your financial advisor or broker recommended that you invest in a non-traded Business Development Company (BDC) such as Blackstone's BCRED, Blue Owl, KKR, Apollo, or Ares Capital, you may […]