Investors potentially experienced sales practice violations by securities broker Kelly Farwell Crane [CRD: 1236296, St. Helena, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Crane worked for Wealth Enhancement Brokerage Services LLC from May 20, 2022, to the present, and Wealth Enhancement Advisory Services LLC from April 4, 2022, to the present. Prior to that, Crane was associated with LPL Financial LLC and other securities firms in California. Investors are encouraged to continue reading to find out more about disclosures involving Crane and allegations reported on FINRA BrokerCheck.
Evidently, on March 4, 2026, a Wealth Enhancement Advisory Services LLC client filed a complaint about Kelly Crane. Mainly, the client alleged that Crane made unsuitable recommendations involving options investments. For this reason, the client allegedly suffered damages. Consequently, the client requested $60,000 in compensation from Wealth Enhancement Advisory Services LLC or Crane. The complaint remains pending.
Unsuitable options recommendations generally refer to allegations that a securities broker or financial advisor recommended options strategies that did not align with a client’s investment objectives, financial condition, risk tolerance, or investment experience. Options trading can involve substantial risks, including volatility, leverage, and the possibility of rapid losses. Because of these risks, securities professionals are generally expected to evaluate whether options strategies are appropriate for a client before making recommendations.
Did you experience losses because of Kelly Crane? Get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers represent investors on a contingency fee arrangement and advance all costs. Crane and brokerage firms Crane worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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