Soreide Law Group is looking into potential claims on behalf of investors who may have endured financial losses due to Christopher Booth Kennedy [CRD: 4498061, Woodland Hills, California]. Evidently, Kennedy worked for Western International Securities Inc. from December 2, 2019, to September 27, 2021. Investors can review the following disclosures about Kennedy’s conduct in the […]

Soreide Law Group is currently reviewing potential claims on behalf of investors who may have encountered financial setbacks due to the actions of Alan Zelig Appelbaum [CRD: 500336, Boca Raton, Florida]. Evidently, Appelbaum's employment with Aegis Capital Corp. spanned from July 8, 2015, to May 14, 2021. Investors with connections to Appelbaum are urged to […]

Securities lawyers at Soreide Law Group are looking into potential investor claims on behalf of those who potentially incurred losses from Alan M. Mason [CRD: 1302190, New York, New York]. Mason's affiliations include Bradley Woods Co. Ltd. since March 13, 2023, and prior associations with Westpark Capital Inc., among other firms. Investors who have interacted […]

Securities broker Kenneth Andrews Welsh [CRD: 4657872, Fairfield, New Jersey] is currently facing investor disputes, according to FINRA BrokerCheck. Evidently, he worked for Wells Fargo from 2012 to 2021. Soreide Law Group is investigating potential claims on behalf of investors who might have suffered financial losses linked to Welsh's practices. Here’s more on the investor […]

FIINRA BrokerCheck shows that investors filed disputes about securities broker Chuck Roberts [CRD: 2064602, Miami Beach, Florida]. Soreide Law Group is investigating claims by individuals who incurred financial setbacks due to his conduct. Evidently, Roberts joined Stifel Nicolaus Company Incorporated on March 1, 2016, after his employment with Morgan Stanley. Clients who invested through Roberts […]

Securities broker Eric Gustav Kuchherzki [CRD: 2529623, Burlingame, California] has been a topic of investor concern since his affiliation with Centaurus Financial Inc. beginning July 18, 2018. Namely, he has been implicated in several client disputes, primarily over accusations of recommending unsuitable investment options. This overview provides some insights into the disclosures related to Eric […]

Securities broker Todd Michael Lesk [CRD: 2788300, Coral Springs, Florida] has become a subject of concern for Soreide Law Group, as we investigate the potential claims for investors who may have incurred losses through their association with Lesk. Evidently, BrokerCheck shows that Lesk worked for Cambridge Investment Research Inc. from 2022 to 2023 and LPL […]

FINRA BrokerCheck shows that investors have contested the sales practices of Ronald Terrence Molo [CRD: 4371241, Joliet, Illinois]. Also, SEC and FINRA sanctioned the securities broker, who worked for Edward Jones from 2001 to 2021. Here’s more about those disclosures. Ronald Molo Barred By SEC For Misappropriation On November 8, 2023, the United States Securities […]

Soreide Law Group is currently reviewing potential claims for investors who might have experienced financial losses due to the actions of Rene Javier Castro [CRD: 2559410]. Evidently, she joined Great Point Capital LLC in Chicago, Illinois, on November 14, 2019. Previously, Rene Castro was linked with Center Street Securities Inc. in Upland, California, along with […]