Investors might have sustained losses due to securities broker Jeffrey Tyler Shaver [CRD: 2675592, Atlanta, Georgia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Shaver worked for Arkadios Capital from March 21, 2017, to March 25, 2022. Keep reading to learn more about Shaver’s disclosures.
Additionally, a client of Triad Advisors LLC and Arkadios Capital contested Jeffrey Shaver’s sales practices by filing FINRA Arbitration No. 22-00441. Allegedly, Shaver was negligent, overconcentrated accounts, and made unsuitable recommendations with regard to alternative investments, including DPPs, LPs, and REITs. Therefore, to settle the matter, Arkadios Capital paid $82,500 and Triad paid $90,000.
Particularly, on May 2, 2012, a Triad Advisors client filed a complaint about Jeffrey Shaver. Mainly, the client alleged that Shaver made unsuitable recommendations of illiquid products. Therefore, the client requested $20,000 in compensation from Arkadios Capital or Shaver. However, the securities firm denied this dispute.
Also, a client of AG Edwards Sons Inc. contested Jeffrey Shaver’s sales practices, according to a complaint. Allegedly, Shaver advised on high-risk equities for IRAs. It appears that Shaver caused the client to sustain damages. For this reason, AG Edwards Sons Inc. opted to settle the matter on January 10, 2006, by compensating the client in the amount of $7,470.26.
Additionally, an AG Edwards Sons Inc. client filed NASD Arbitration No. 03-02603 about Jeffrey Shaver. Supposedly, Shaver breached his duty and made unsuitable recommendations. As a result, on September 10, 2004, an NASD Arbitration Panel issued an Award ordering Shaver to pay the client $2,749 in damages.
Suffer losses because of Jeffrey Shaver? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has obtained recoveries for many investors throughout the United States, works on a contingency fee basis, and advances all costs. Shaver and brokerage firms Shaver worked for deny accusations of sales practice violations.
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