Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: ARKADIOS CAPITAL and their former registered representative, JAMES T WALESA (Respondents). The Claimant is representing a trust and living in Nevada.  The lawsuit alleges that ARKADIOS CAPITAL broker, JAMES T WALESA, recommended $200,000.00 to be invested into a speculative private […]

Soreide Law Group is conducting an investigation on behalf of investors who have sustained losses with securities broker Courtney Michelle Kaplan (Courtney Michelle Carlsen, Courtney Michelle Ingram, Courtney Ingram Yarmesch, and Courtney Michelle Yarmesch) [CRD#: 5249375, Palm Harbor, Florida]. Evidently, Kaplan worked with LPL Financial LLC in Palm Harbor, FL, from March 11, 2019, to […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker Charles Raymond Weldon (also known as C. Raymond Weldon) [CRD#: 1030659, Boca Raton, Florida]. Evidently, Weldon, who is currently registered with Independent Financial Group LLC, has a history of employment with […]

Soreide Law Group is currently investigating potential claims on behalf of individuals who have suffered losses invested with registered broker and investment adviser, Brian M. Wurdemann (CRD#: 4206425, New York, NY). Notably, Wurdemann worked with RBC Capital Markets LLC in New York, NY from May 4, 2017, to May 5, 2022, and with UBS Financial […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Brandon Boyd Hanna [CRD#: 3225573]. Evidently, Hanna is a securities broker and financial advisor based in Minneapolis, Minnesota, and his registration history includes affiliations with Pruco Securities LLC [since February 8, 2018] […]

Soreide Law Group can review potential claims on behalf of individuals who have suffered financial losses due to the actions of securities broker Anthony Joseph Graziano [CRD#: 2862096, New York, New York]. Graziano, regulated by FINRA, works for Joseph Stone Capital LLC since June 5, 2015. Public records show FINRA's sanctions against Graziano on December […]

Soreide Law Group is conducting an investigation into potential claims on behalf of investors who may have incurred financial losses due to the actions of securities broker Andrew Benjamin Edenbaum [CRD#: 3040543, Boca Raton, Florida]. Edenbaum worked for A.G.P. / Alliance Global Partners from October 2020 to March 2022 in Boca Raton, FL. He also […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Seth Barnes Stewart, a previously registered broker and investment adviser [CRD: 5467292, Jefferson, Indiana]. Specifically, Stewart was affiliated with Center Street Securities Inc. from February 17, 2012, to November 18, 2020, and […]

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Lei Shen (also known as Peter Shen) [CRD#: 5769894, Orange, California]. Peter Shen joined Ni Advisors since January 2, 2020. He worked for Independent Financial Group LLC from January 22, […]