Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses through the actions of Richard W. Jackman (also known as Rich Jackman) [CRD: 2501641, Orange, California]. Particularly, Jackman has been registered with Crown Capital Securities L.P. as both a broker and an investment adviser since December 19, […]

Soreide Law Group is investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker Eric William Davidson [CRD#: 2731195, Portland, Oregon]. He has been registered with Aegis Capital Corp. since July 2, 2015. Previously, he was affiliated with Paulson Investment Company Inc. Among the concerns […]

The Financial Industry Regulatory Authority (FINRA) has initiated disciplinary actions against STEWART GINN (also known as STEWART TAYLOR, PAXTON GINN JR.), a broker currently with INDEPENDENT FINANCIAL GROUP, LLC of Encinitas, California, according to a recent article in Financial Advisor IQ.  The article states that Ginn allegedly earned millions of dollars in commissions while causing […]

The Florida-based Soreide Law Group was recently contacted by a client of Florida broker/investment advisor, PHILIPPUS THEUNIS VAN STADEN (PHILIPPUS VAN STADDEN, PHILIP VAN STADEN), who was sold iCap Investments. Van Staden has been with GREEN VISTA CAPITAL, LLC of Winter Park, Florida since July of 2018. He was previously listed with The Strategic Financial […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of securities broker Yin Yvonne Zhong (CRD: 3203120, Milpitas, California). Zhong has been affiliated with Ni Advisors since February 22, 2018, and was previously associated with Cetera Investment Services LLC from September 25, […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker William Joseph Conn (also known as Bill Conn) (CRD: 1477107, San Francisco, California). Notably, he has worked for International Assets Advisory, LLC since September 13, 2022. He has also been […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained financial losses involving Timothy John Melvin (also known as Tim Melvin) (CRD: 2967309, Springboro, Ohio). Melvin was previously registered as both a financial advisor and a broker. Evidently, he was affiliated with Horace Mann Investors, Inc. from February 6, 1998, […]

Soreide Law Group is presently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of registered financial advisor and broker Timothy Harold Judson (CRD: 709195, McLean, Virginia). Particularly, Judson has been associated with Osaic Wealth, Inc. in McLean, Virginia since November 19, 1989, and as a financial […]

Soreide Law Group is currently investigating potential claims on behalf of investors who may have incurred financial losses due to the actions of Thomas Simpson (also known as Phillip Simpson) (CRD: 5335897, Clifton, TX). Specifically, Simpson worked for Farmers Financial Solutions, LLC in Clifton, TX, from July 30, 2007, to March 28, 2023. Notably, FINRA […]