Soreide Law Group is actively investigating claims on behalf of individuals who may have suffered financial losses due to the actions of securities broker Gustavo Santos Miramontes [CRD#: 2338966, Los Angeles, California]. Notably, Miramontes worked for Oppenheimer Co. Inc. in Los Angeles, CA from August 13, 2018, and previously with Wedbush Securities Inc. in Woodland […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have suffered losses due to the actions of securities broker and financial advisor, Gregory Miller (also known as Greg Miller) [CRD#: 5390510, Murray, Utah]. Notably, Gregory Miller faced investor suitability and unauthorized trading complaints concerning his activities at […]

Soreide Law Group is currently investigating potential claims on behalf of individuals who may have suffered financial losses due to the actions of securities broker Gilbert Russell Conrad [CRD#: 2746778, Lewiston, New York]. Evidently, Conrad joined Coastal Equities Inc. on March 2, 2022. Also, he associated with Arkadios Capital from February 24, 2020, to March […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have sustained losses attributed to broker and financial advisor, Garrett Wayne Moretz [CRD: 4086791, Mooresville, North Carolina]. Moretz joined Lifemark Securities Corp. on May 31, 2017. His previous associations include First Heartland Consultants Inc., from January 2010 until May 2017, and First […]

Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of Eric Ryan Tartaglione [CRD: 2722931, Woodbridge, New Jersey]. Evidently, Tartaglione worked for Investment Network Inc. from January 4, 2017, to July 21, 2023. Notably, Tartaglione faced FINRA sanctions for non-compliance […]

Soreide Law Group is actively investigating claims on behalf of investors who may have suffered financial losses involving a registered broker and investment adviser, Dennis Charles Bearce [CRD#: 5082888, Lucasville, Ohio]. Evidently, Bearce is associated with Fifth Third Securities Inc. Notably, investors alleged that Bearce misrepresented investment products. However, the firms have denied those investors’ […]

Soreide Law Group is conducting an investigation on behalf of investors who may have suffered losses due to the actions of previously registered broker David Leslie Arlein (CRD#: 7145, Boca Raton, Florida). Known to have been affiliated with Cabot Lodge Securities LLC from March 12, 2014, to October 26, 2022, Arlein has been implicated in […]

Soreide Law Group is currently investigating potential claims on behalf of investors who have incurred losses due to the actions of securities broker Daniel Edward Brunette (also known as Dan Brunette) [CRD: 813924, Indianapolis, Indiana]. Daniel Brunette has been registered with Cetera Advisors LLC and Cetera Investment Advisers LLC since 2020 and 2022, respectively, and […]

Soreide Law Group is currently conducting an investigation on behalf of investors who have suffered losses caused by securities broker Dana Matthew Hawkins (CRD#: 5731136, Lexington, South Carolina). Hawkins, who works with Centaurus Financial Inc. since May 19, 2015, has previously been registered with JP Turner Company, LLC in Lexington, SC from March 14, 2011, […]