For the investors of Western Alliance Bancorp (NYSE: WAL), Soreide Law Group is investigating potential investor claims related to Western Alliance Bancorporation (NYSE: WAL). Western Alliance Bancorp's Downward Spiral Western Alliance Bancorp (NYSE: WAL) has a 52-week-low of $7.46, a major decline from its previous 52-week-high of $86.87. Evidently, year to date, WAL is down […]

The Soreide Law Group stands as a beacon of hope for investors across the nation who have found themselves at the raw end of problematic investment products and strategies. A case in point is the Nelson Partners Skyloft DST. This DST collapsed after its issuer failed to adhere to the terms of a $35 million […]

Soreide Law Group is investigating possible investor claims against securities broker Nabil Bouab (also known as Bilo Bouab) [CRD: 4340284, Holbrook, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for American Portfolios Financial Services Inc. Notably, investors allege sales practice violations […]

Soreide Law Group is investigating possible investor claims against securities broker Michelle Liao Wu [CRD: 3046373, San Jose, California]. Notably, FINRA sanctioned the securities broker, who worked for Principal Securities, concerning discretionary trading. Here is a brief summary of FINRA’s allegations against Wu. Wu Sanctioned By FINRA For Discretionary Trading Evidently, on June 16, 2023, […]

Soreide Law Group is investigating possible investor claims against securities broker Lynn Witherspoon Bryant (also known as Deborah Bryant) [CRD: 3216344, Hurst, Texas]. Notably, FINRA sanctioned the securities broker, who worked for LPL Financial LLC. Allegedly, Bryant failed to do what FINRA investigators asked of him in an investigation, in violation of FINRA rules. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Luke Michael Johnson [CRD: 3257008, Scottsdale, Arizona]. Notably, FINRA filed an enforcement or civil action against the securities broker, who worked for Coastal Equities Inc., regarding suitability and falsification of information. Here is a brief summary of FINRA’s allegations against Johnson. FINRA Charges Johnson […]

Soreide Law Group is investigating possible investor claims against securities broker Keith Craig Baron [CRD: 3231494, Jericho, New York]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Equity Services Inc. Evidently, investors allege sales practice violations in these disputes related to misappropriation. […]

Soreide Law Group is investigating possible investor claims against securities broker Joseph P. Katzaroff (also known as Joseph Patrick Katzaroff) [CRD: 1811119, Irvine, California]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for UBS Financial Services Inc. Notably, investors allege unsuitable trading. Here […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Joseph Michael Todd (also known as Michael Todd) [CRD: 1830390, Crystal River, Florida]. Not only has SEC taken action against Todd, but investors disputed Todd’s sales practices. However, Todd denies the allegations of sales practice violations. Read on to learn more about the […]