Soreide Law Group is investigating possible investor claims against Phil Donahue (also known as Joseph Philip Donahue) (CRD: 1206346, Panama City Beach, Florida). Evidently, Florida State Insurance Commission sanctioned the securities broker, who worked for PFS Investments Inc. Here is a brief summary of Florida State Insurance Commission’s and FINRA’s allegations against Donahue. Florida State […]

Investors have come forward with complaints about securities broker Paul Joseph Brent (CRD: 2470612, Gross Pointe Farms, Michigan). Notably, the securities broker, who worked for Morgan Stanley, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Morgan Stanley clients allege that Brent made misrepresentations. For more on these disclosures about Brent, see below. […]

Soreide Law Group is investigating possible investor claims against Patrick Thomas Gilbride (CRD: 1216940, Brooklyn, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Edward Jones. Evidently, one or more investors alleged misconduct in these disputes, including that Gilbride failed to […]

Investors have come forward with complaints about securities broker Michael Joseph Distler (also known as Mike Distler) (CRD: 6130680, Crystal City, Missouri). Evidently, the securities broker, who worked for National Planning Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, National Planning Corporation clients allege that Distler made unsuitable recommendations, breached a […]

Soreide Law Group is investigating possible investor claims against Michael James Thaler (CRD: 2557899, Henrico, Virginia). Evidently, Commonwealth of Virginia is investigating the securities broker, who worked for Cambridge Investment Research Inc. Supposedly, Thaler possibly was the subject of a client complaint. Here is a brief summary of Commonwealth of Virginia’s allegations against Thaler. Commonwealth […]

Soreide Law Group is investigating possible investor claims against Mei Xia Guo (also known as Grace Guo) (CRD: 4201624, Monterey Park, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Investment Services LLC. Notably, one or more investors alleged misconduct in […]

Soreide Law Group is investigating possible investor claims against Louis Wargo (CRD: 1416101, Brecksville, Ohio). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for FSC Securities Corporation. Evidently, one or more investors alleged misconduct in these disputes, including that Wargo made unsuitable recommendations, […]

Soreide Law Group is investigating possible investor claims against Lisa Maria Idlett (CRD: 2932198, Carteret, New Jersey). Notably, FINRA sanctioned the securities broker, who worked for Wells Fargo Clearing Services LLC. Allegedly, Ilett failed to timely comply with an investigation into possible violations of FINRA rules. Here is a brief summary of FINRA’s allegations against […]

Soreide Law Group, based in South Florida, is currently investigating investor claims regarding the broker/investment advisor, CHUCK A ROBERTS of Miami Beach, Florida.  Roberts has been a registered representative of STIFEL, NICOLAUS & COMPANY of New York, New York, and Miami, Florida, since 2016. He currently is the Managing Director/Investments, according to the Stifel website. […]