Investors have come forward with complaints about securities broker Lawrence Charles Barrett (also known as Lawrence Barrett DiBartolomeo) (CRD: 13429, Orange Village, Ohio). Notably, the securities broker, who worked for Lincoln Financial Advisors Corporation, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Lincoln Financial Advisors Corporation clients allege that Barrett provided unsuitable […]

On July 19, 2023, the Financial Industry Regulatory Authority (FINRA) barred JOHN CHARLES JACOBSEN (JOHN C JACOBSEN), formerly with Morgan Stanley of Little Falls, New Jersey.  According to the FINRA report, Jacobson was allegedly terminated over revenue sharing with another representative. Without admitting or denying FINRA’s findings, JOHN C JACOBSEN consented to the sanction and […]

Soreide Law Group is investigating possible investor claims against Kevin Thomas Fles (CRD: 4747383, Sikeston, Missouri). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cetera Advisors LLC. Evidently, one or more investors alleged misconduct in these disputes, including that Fles made unsuitable […]

Investors have come forward with complaints about securities broker Keith Howard Medeck (CRD: 3011429, New York, New York). Notably, the securities broker, who worked for National Securities Corp., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, National Securities Corp. clients allege that Medeck made unsuitable recommendations. For more on these disclosures about […]

Soreide Law Group is investigating possible investor claims against Justin Walt Parker (CRD: 4364398, Del Mar, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Hilltop Securities Inc. Evidently, one or more investors alleged misconduct in these disputes, including that Parker made […]

Investors have come forward with complaints about securities broker Julie Lan Cohen (also known as Julie Law) (CRD: 1424275, Camarillo, California). Evidently, the securities broker, who worked for Mutual Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Mutual Securities Inc. clients allege that Cohen breached a contract, breached a fiduciary […]

Soreide Law Group is investigating possible investor claims against Jordan Palmer John (CRD: 6924720, Omaha, Nebraska). Notably, FINRA sanctioned the securities broker, who worked for TD Ameritrade Inc. Allegedly, John failed to provide information and documents to FINRA when it investigated possible violations of FINRA rules. Here is a brief summary of FINRA’s allegations against […]

Soreide Law Group is investigating possible investor claims against John M. Molskness (also known as John Mark Molskness) (CRD: 2366782, Carmel, Indiana). Notably, FINRA sanctioned the securities broker, who worked for Valic Financial Advisors Inc. Allegedly, Molskness failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Molskness. […]

Investors have come forward with complaints about securities broker Jeffrey Brian Forehand (also known as Jeff Forehand) (CRD: 1618003, Myrtle Beach, South Carolina). Evidently, the securities broker, who worked for First Allied Securities Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, First Allied Securities Inc. clients allege that Forehand made unsuitable […]