Soreide Law Group is investigating possible investor claims against securities broker Donovan Kelly (also known as Donovan Thomas Kelly) [CRD: 2622366, Billings, MT]. Notably, FINRA sanctioned the securities broker, who worked for Independent Financial Group LLC. Allegedly, Kelly engaged in private securities transactions. Here is a brief summary of FINRA’s allegations against Kelly. FINRA Sanctions […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Don Ingram (also known as Donnie Eugene Ingram) [CRD: 1416971, Winter Haven, FL]. Not only has FINRA filed an enforcement action against Ingram, but investors disputed Ingram’s sales practices. However, Ingram denies the allegations of sales practice violations. Read on to learn more […]

Soreide Law Group is investigating possible investor claims against securities broker David Hixon (also known as David Thomas Hixon) [CRD: 4707468, Scottsdale, AZ]. Notably, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Hixon failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Here is a brief […]

Soreide Law Group is investigating possible investor claims against securities broker Dave McDonnell (also known as David Robert McDonnell) [CRD: 1757401, Laguna Beach, CA]. Notably, FINRA sanctioned the securities broker, who worked for TCFG Wealth Management LLC. Allegedly, McDonnell failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Corrie Box (also known as Corrie Ann Mitchell) [CRD: 7221410, San Antonio, TX]. Evidently, FINRA sanctioned the securities broker, who worked for Cambridge Investment Research Inc. Allegedly, Box failed to provide information and documents to FINRA when it investigated potential FINRA rule infractions. Here […]

Soreide Law Group is investigating possible investor claims against securities broker Christopher Joseph (also known as Christopher Todd Joseph) [CRD: 6841532, Toledo, OH]. Notably, FINRA sanctioned the securities broker, who worked for Royal Alliance Associates Inc. Allegedly, Joseph engaged in an undisclosed outside business activity and securities transaction. Here is a brief summary of FINRA’s […]

Soreide Law Group is investigating possible investor claims against securities broker Wade Thomason (also known as Carl Wade Thomason) [CRD: 2100429, Overland Park, KS]. Notably, FINRA sanctioned the securities broker, who worked for OFG Financial Services Inc. Allegedly, Thomason failed to testify when FINRA investigated the securities broker for potential FINRA rule infractions. Here is […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Brent Greninger (also known as Brent Jason Greninger) [CRD: 5810070, Weston, FL]. Not only has Raymond James Associates Inc. disaffiliated with the securities broker for allegedly selling away, but investors complained about the securities broker. However, Greninger denies the allegations. Read on to […]

Soreide Law Group is investigating possible investor claims against securities broker Andy Durham (also known as Andrew Timothy Durham) [CRD: 6541868, Greenwood, SC]. Evidently, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Allegedly, Andrew Durham committed forgery. Here is a brief summary of FINRA’s allegations against Andrew Durham. FINRA Sanctions Andy […]