Investors have come forward with complaints about securities broker Pat Russi (also known as Praxedes Russi) (CRD:  2588105, Garden City, NY). Evidently, the securities broker, who worked for Worden Capital Management LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, one or more investors allege that Russi churned accounts, charged excessive commissions, […]

Investors have come forward with complaints about securities broker Ariel Rivero (CRD:  4236679, Miami, FL). Evidently, the securities broker, who worked for Jefferies LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, one or more investors allege that Rivero or his member firm acted in breach of fiduciary duty, failed to supervise […]

Soreide Law Group is investigating possible investor claims against securities broker Walter Reyna (CRD:  1323478 Mcallen, TX). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Lincoln Financial Securities Corporation. Evidently, one or more investors alleged that Reyna made unsuitable recommendations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Hillard Charles Rest (CRD:  858840, Irvine, CA). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for JRL Capital Corporation. Evidently, one or more investors alleged that Rest acted in breach of fiduciary […]

Investors have come forward with complaints about securities broker Dirk Rabenold (CRD:  1407291, Williamsville, NY). Evidently, the securities broker, who worked for Next Financial Group Inc. and Prudential Securities, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Rabenold, see below; however, keep in mind that the securities […]

Soreide Law Group is investigating possible investor claims against securities broker Chris Polinaire (CRD:  4330879, Hauppauge, NY). Evidently, FINRA sanctioned the securities broker, who worked for Network1 Financial Securities Inc. Allegedly, Polinaire engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Polinaire. FINRA Issues Sanctions To Polinaire For Excessive Trading Evidently, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Tim Petrou (also known as Efthimios George Petrou) (CRD:  2672840, Ronkonkoma, NY). Not only has FINRA sanctioned Petrou for excessive trading, but investors disputed the sales practices of the securities broker. However, Petrou denies the allegations. Read on to learn more about the […]

Soreide Law Group is investigating possible investor claims against securities broker Ignacio Ordonez (CRD:  5262904, San Antonio, TX). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for BBVA Securities Inc. Evidently, one or more investors alleged that Ordonez made unsuitable recommendations. Here is […]

Soreide Law Group is investigating possible investor claims against securities broker Kenneth New (CRD:  2836918, Merritt Island, FL). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Center Street Securities Inc. Evidently, one or more investors alleged that New made unsuitable recommendations. Here […]